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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
RWA
426
Ropes Wealth Advisors
Massachusetts
$266K -$2.59K -46 -1%
QIM
427
Quest Investment Management
Oregon
$263K
Fifth Third Bancorp
428
Fifth Third Bancorp
Ohio
$261K +$12.6K +223 +5%
QT
429
Quantbot Technologies
New York
$258K +$254K +4,516 New
AIP
430
Ameritas Investment Partners
Nebraska
$257K
GT
431
Greenleaf Trust
Michigan
$247K +$8.61K +153 +4%
PCM
432
Poehling Capital Management
Wisconsin
$246K -$11.8K -210 -5%
LCM
433
Landscape Capital Management
New Jersey
$244K -$979K -17,387 -80%
ASN
434
Advisory Services Network
Georgia
$244K
SFS
435
Sowell Financial Services
Arkansas
$243K +$239K +4,253 New
IRF
436
IBM Retirement Fund
New York
$242K -$3.15K -56 -1%
BCI
437
Brinker Capital Investments
Pennsylvania
$242K +$6.19K +110 +3%
CIBC World Market
438
CIBC World Market
Ontario, Canada
$241K -$359K -6,377 -60%
SF
439
Synovus Financial
Georgia
$233K +$5.63K +100 +3%
FDS
440
Freedom Day Solutions
Texas
$231K -$40.3K -716 -15%
WB
441
WesBanco Bank
West Virginia
$230K +$19.1K +340 +9%
GIA
442
Gateway Investment Advisers
Ohio
$229K -$408K -7,246 -64%
IAM
443
Integre Asset Management
New York
$229K -$56.3K -1,000 -20%
CFG
444
Citizens Financial Group
Rhode Island
$224K -$135K -2,397 -38%
CC
445
ClearArc Capital
Ohio
$223K +$225 +4 +0.1%
SCA
446
Stonebridge Capital Advisors
Minnesota
$220K +$7.6K +135 +4%
WAM
447
Wakefield Asset Management
Colorado
$220K +$217K +3,856 New
William Blair & Company
448
William Blair & Company
Illinois
$216K +$213K +3,784 New
DIM
449
Delta Investment Management
California
$215K -$31.9K -566 -13%
RFC
450
Regions Financial Corp
Alabama
$215K +$7.09K +126 +3%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.