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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
CHC
426
City Holding Co
West Virginia
$104K
QCG
427
Quadrant Capital Group
Ohio
$103K
CTC
428
Central Trust Company
Missouri
$100K
LWCFA
429
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$99K
ONST
430
Old North State Trust
North Carolina
$98K +$91.9K +1,649 New
KJWM
431
Kiley Juergens Wealth Management
Washington
$94K
SCM
432
Silvant Capital Management
Georgia
$93K
RE
433
RBC Europe
United Kingdom
$92.2K
TNBTD
434
Trustmark National Bank Trust Department
Mississippi
$91K +$86.4K +1,550 New
FMT
435
First Mercantile Trust
Tennessee
$88K -$22.3K -400 -21%
NIT
436
NumerixS Investment Technologies
British Columbia, Canada
$87K -$497K -8,919 -86%
CLOS
437
Compagnie Lombard Odier SCmA
Switzerland
$85K
DZ Bank
438
DZ Bank
Germany
$85K
SWP
439
Stratos Wealth Partners
Ohio
$81K +$77.4K +1,389 New
S
440
SignatureFD
Georgia
$80K -$46.7K -838 -38%
PCG
441
Private Capital Group
Connecticut
$80K -$6.3K -113 -8%
ABA
442
American Beacon Advisors
Texas
$77K +$5.8K +104 +9%
VCM
443
Vigilant Capital Management
Maine
$73K
AWM
444
Avondale Wealth Management
Texas
$70K
MSA
445
Marino Stram & Associates
Massachusetts
$70K
AF
446
Allworth Financial
California
$63K
SIA
447
Sit Investment Associates
Minnesota
$63K
PMFA
448
Plante Moran Financial Advisors
Michigan
$63K +$10.9K +195 +22%
TRCT
449
Tower Research Capital (TRC)
New York
$63K +$59.9K +1,074 New
M
450
MOTCO
Texas
$62K

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.