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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
WTC
426
WhitTier Trust Company
Nevada
$6K
ZB
427
Zions Bancorporation
Utah
$6K +$5.75K +111 New
KF
428
Krilogy Financial
Missouri
$6K +$6.06K +117 New
BFEC
429
Benjamin F. Edwards & Company
Missouri
$5K
FWM
430
Focused Wealth Management
New York
$5K
HCM
431
Horrell Capital Management
Arkansas
$5K +$5.18K +100 New
SIM
432
Sonora Investment Management
Arizona
$5K +$5.96K +115 New
CHP
433
Cable Hill Partners
Oregon
$4K
RFA
434
Reilly Financial Advisors
California
$4K
AP
435
Advisors Preferred
Maryland
$4K +$4.82K +93 New
CAW
436
Cornerstone Advisors (Washington)
Washington
$3K
GXMC
437
Global X Management Company
New York
$3K +$155 +3 +5%
PFBT
438
Parkside Financial Bank & Trust
Missouri
$3K +$2.75K +53 New
LYV
439
Live Your Vision
Pennsylvania
$2K +$2.59K +50 New
WCM
440
Wealthcare Capital Management
Virginia
$1K -$9.17K -177 -88%
FAM
441
Formidable Asset Management
Ohio
$1K
N
442
Nuveen
North Carolina
$913 +$31.9K +616 +3%
Citadel Advisors
443
Citadel Advisors
Florida
-$76.9M -1,483,138 Closed
SCM
444
Stevens Capital Management
Pennsylvania
-$10M -195,731 Closed
SCP
445
Scoria Capital Partners
Connecticut
-$4.1M -80,000 Closed
Millennium Management
446
Millennium Management
New York
-$3.65M -71,169 Closed
IG
447
ING Group
Netherlands
-$3.1M -60,500 Closed
1832 Asset Management
448
1832 Asset Management
Ontario, Canada
-$2.7M -52,920 Closed
AL
449
Airain Ltd
Guernsey
-$1.95M -37,990 Closed
ARTA
450
A.R.T. Advisors
New York
-$1.37M -26,777 Closed

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.