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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
OC
401
Oppenheimer & Co
New York
$273K -$176K -3,208 -39%
CBT
402
Capital Bank & Trust
California
$268K -$8.05K -147 -3%
BCV
403
Banque Cantonale Vaudoise
Switzerland
$267K +$266K +4,855 New
Federated Hermes
404
Federated Hermes
Pennsylvania
$265K +$108K +1,970 +69%
NIM
405
NuWave Investment Management
New Jersey
$264K -$57K -1,042 -18%
SWM
406
SeaCrest Wealth Management
New York
$255K -$4.93K -90 -2%
AIP
407
Ameritas Investment Partners
Nebraska
$254K +$7.61K +139 +3%
QIM
408
Quest Investment Management
Oregon
$253K
RWA
409
Ropes Wealth Advisors
Massachusetts
$252K -$4.82K -88 -2%
Fifth Third Bancorp
410
Fifth Third Bancorp
Ohio
$252K +$1.48K +27 +0.6%
SCA
411
Stonebridge Capital Advisors
Minnesota
$251K +$38.3K +700 +18%
FDS
412
Freedom Day Solutions
Texas
$250K +$27.9K +509 +13%
PAG
413
Private Advisor Group
New Jersey
$247K -$10.6K -194 -4%
VI
414
Vestcor Inc
New Brunswick, Canada
$246K +$245K +4,478 New
FNT
415
First National Trust
Pennsylvania
$244K -$38.5K -704 -14%
GT
416
Greenleaf Trust
Michigan
$239K +$1.09K +20 +0.5%
PIA
417
Powell Investment Advisors
Florida
$239K +$238K +4,340 New
PCM
418
Poehling Capital Management
Wisconsin
$237K
PTC
419
Petrus Trust Company
Texas
$236K +$235K +4,292 New
BCM
420
BlueCrest Capital Management
Jersey
$234K +$233K +4,251 New
RIA
421
Realta Investment Advisors
Delaware
$233K +$79.5K +1,453 +52%
BCI
422
Brinker Capital Investments
Pennsylvania
$232K -$383 -7 -0.2%
SF
423
Synovus Financial
Georgia
$229K +$4.38K +80 +2%
FWCM
424
Ferguson Wellman Capital Management
Oregon
$228K -$77.7K -1,420 -25%
RPWA
425
Regent Peak Wealth Advisors
Georgia
$226K +$225K +4,117 New

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.