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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
BHWM
401
Bar Harbor Wealth Management
New Hampshire
$217K +$207K +3,705 New
SO
402
STRS Ohio
Ohio
$215K -$390K -6,991 -66%
Axa
403
Axa
France
$212K -$106K -1,900 -34%
Cetera Investment Advisers
404
Cetera Investment Advisers
Illinois
$212K +$203K +3,636 New
LC
405
Lourd Capital
California
$211K +$200K +3,595 New
PWMAG
406
Pinnacle Wealth Management Advisory Group
New Jersey
$208K +$198K +3,555 New
APA
407
American Portfolios Advisors
New York
$206K -$44.8K -804 -19%
AC
408
Avestar Capital
New York
$204K +$41.6K +746 +24%
Bessemer Group
409
Bessemer Group
New Jersey
$202K +$11.3K +203 +6%
Korea Investment Corp
410
Korea Investment Corp
South Korea
$197K -$3.45M -61,934 -95%
Fifth Third Bancorp
411
Fifth Third Bancorp
Ohio
$179K -$13.2K -237 -7%
IFAM
412
Institutional & Family Asset Management
Colorado
$175K
JCM
413
Jacobi Capital Management
Pennsylvania
$159K +$167 +3 +0.1%
RIM
414
Rampart Investment Management
Connecticut
$156K -$528K -9,472 -63%
APP
415
Avantax Planning Partners
Iowa
$152K +$145K +2,594 New
AIM
416
Arcadia Investment Management
Michigan
$147K -$322K -5,777 -70%
WAM
417
Wealthspire Advisors (Maryland)
Maryland
$138K -$79.3K -1,423 -38%
DCM
418
Dupont Capital Management
Delaware
$138K
FWM
419
Focused Wealth Management
New York
$135K -$6.13K -110 -5%
FDCDDQ
420
Federation des caisses Desjardins du Quebec
Quebec, Canada
$132K +$5.52K +99 +5%
OSAM
421
O'Shaughnessy Asset Management
Connecticut
$121K -$13.4K -240 -10%
FA
422
Fortis Advisors
Pennsylvania
$120K
HNB
423
Huntington National Bank
Ohio
$117K +$26.9K +483 +32%
DOA
424
D'Orazio & Associates
Virginia
$116K
OIA
425
Optimum Investment Advisors
Illinois
$107K

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.