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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
JSL
376
JT Stratford LLC
Georgia
$499K +$197K +2,316 +53%
VCA
377
Verdence Capital Advisors
Maryland
$495K +$178K +2,098 +46%
TC
378
TownSquare Capital
Utah
$488K +$175K +2,057 +46%
APWM
379
Argonautica Private Wealth Management
Massachusetts
$485K -$50.5K -595 -8%
BAM
380
Blueshift Asset Management
New Jersey
$484K +$553K +6,515 New
TCM
381
Twin Capital Management
Pennsylvania
$478K -$42.6K -502 -7%
MCM
382
MAI Capital Management
Ohio
$474K -$543K -6,399 -50%
BSW
383
Buckingham Strategic Wealth
Missouri
$474K
CA
384
Continuum Advisory
Idaho
$470K +$171K +2,013 +47%
IFU
385
iSAM Funds (UK)
United Kingdom
$470K +$537K +6,325 New
ASN
386
Advisory Services Network
Georgia
$470K +$272K +3,202 +103%
1WA
387
180 Wealth Advisors
Washington
$459K +$112K +1,316 +27%
MFG
388
Merit Financial Group
Georgia
$458K +$31.8K +375 +6%
SP
389
Symmetry Partners
Connecticut
$456K +$89.5K +1,055 +21%
RIG
390
Ramiah Investment Group
Wisconsin
$456K +$520K +6,134 New
NB
391
Nicolet Bankshares
Wisconsin
$449K -$18.2K -215 -3%
WS
392
Wedbush Securities
California
$442K +$42.9K +506 +9%
VI
393
Versor Investments
New York
$439K +$501K +5,908 New
HBT
394
Heartland Bank & Trust
Illinois
$437K +$32.1K +378 +7%
VI
395
Vestcor Inc
New Brunswick, Canada
$437K -$1.34M -15,822 -73%
CCM
396
Coldstream Capital Management
Washington
$437K -$7.3K -86 -1%
TRCT
397
Tower Research Capital (TRC)
New York
$436K +$116K +1,369 +30%
T
398
TCWP
Ohio
$426K +$28.1K +331 +6%
IC
399
IEQ Capital
California
$422K +$199K +2,342 +70%
CC
400
Cipher Capital
New York
$418K +$478K +5,631 New

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.