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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
376
Flagship Harbor Advisors
Massachusetts
$185K +$49 +1 +0%
RWA
377
Ropes Wealth Advisors
Massachusetts
$180K -$28.4K -577 -12%
AIM
378
Achmea Investment Management
Netherlands
$176K
Fifth Third Bancorp
379
Fifth Third Bancorp
Ohio
$163K +$31.4K +637 +21%
RFC
380
Regions Financial Corp
Alabama
$162K -$26.9K -546 -13%
SO
381
STRS Ohio
Ohio
$162K
PI
382
PineBridge Investments
New York
$161K -$2.28M -46,343 -93%
Korea Investment Corp
383
Korea Investment Corp
South Korea
$149K
KA
384
Kintegral Advisory
New York
$145K +$161K +3,278 New
S
385
SignatureFD
Georgia
$140K +$88.5K +1,798 +131%
IFAM
386
Institutional & Family Asset Management
Colorado
$132K
WAM
387
Wealthspire Advisors (Maryland)
Maryland
$131K +$30.3K +616 +26%
Schroder Investment Management Group
388
Schroder Investment Management Group
United Kingdom
$124K +$35.6M +722,978 +35%
PCM
389
Penserra Capital Management
California
$121K +$102K +2,072 +301%
JCM
390
Jacobi Capital Management
Pennsylvania
$120K +$148 +3 +0.1%
S
391
Seeyond
France
$117K +$130K +2,649 New
RIM
392
Rampart Investment Management
Connecticut
$110K -$149K -3,021 -55%
FWM
393
Focused Wealth Management
New York
$102K
BCA
394
Berman Capital Advisors
Georgia
$102K +$115K +2,338 New
LWCFA
395
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$99K +$27.1K +550 +33%
FDCDDQ
396
Federation des caisses Desjardins du Quebec
Quebec, Canada
$96.2K -$3.44K -70 -3%
FMT
397
First Mercantile Trust
Tennessee
$94K +$30.5K +620 +41%
FA
398
Fortis Advisors
Pennsylvania
$91K
DOA
399
D'Orazio & Associates
Virginia
$88K
QCG
400
Quadrant Capital Group
Ohio
$87K +$12.5K +254 +14%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.