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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
SWM
376
SeaCrest Wealth Management
New York
$278K +$7.41K +133 +3%
CAPTRUST Financial Advisors
377
CAPTRUST Financial Advisors
North Carolina
$277K +$2.23K +40 +0.9%
Qube Research & Technologies (QRT)
378
Qube Research & Technologies (QRT)
United Kingdom
$277K +$264K +4,735 New
VIM
379
Veritas Investment Management
United Kingdom
$275K
RWA
380
Ropes Wealth Advisors
Massachusetts
$273K +$34.1K +611 +15%
IRF
381
IBM Retirement Fund
New York
$270K -$44.6K -800 -15%
QIM
382
Quest Investment Management
Oregon
$270K
IA
383
IFP Advisors
Florida
$269K -$54.6K -980 -18%
LCP
384
Legacy Capital Partners
Wisconsin
$259K +$246K +4,419 New
Arrowstreet Capital
385
Arrowstreet Capital
Massachusetts
$258K -$14.3M -255,967 -98%
SGA
386
Strategic Global Advisors
California
$256K
AWA
387
Arete Wealth Advisors
Illinois
$249K -$22K -395 -9%
CA
388
Calton & Associates
Florida
$248K -$4.79K -86 -2%
RFC
389
Regions Financial Corp
Alabama
$246K -$41.7K -749 -15%
FHA
390
Flagship Harbor Advisors
Massachusetts
$246K +$56 +1 +0%
OC
391
Oppenheimer & Co
New York
$240K +$228K +4,088 New
UFF
392
USA Financial Formulas
Michigan
$239K +$252K +4,518 New
CNBT
393
Canandaigua National Bank & Trust
New York
$235K +$223K +4,009 New
AIM
394
Achmea Investment Management
Netherlands
$233K -$383K -6,872 -63%
PCMC
395
Paragon Capital Management (Colorado)
Colorado
$231K
FM
396
Foster & Motley
Ohio
$231K +$5.57K +100 +3%
MYAM
397
Meiji Yasuda Asset Management
Japan
$223K
SFS
398
Sowell Financial Services
Arkansas
$221K +$210K +3,774 New
WG
399
Winton Group
United Kingdom
$220K -$134K -2,401 -39%
WB
400
WesBanco Bank
West Virginia
$217K +$206K +3,703 New

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.