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Principal Financial Group

826 hedge funds and large institutions have $13.3B invested in Principal Financial Group in 2025 Q3 according to their latest regulatory filings, with 84 funds opening new positions, 290 increasing their positions, 272 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

more call options, than puts

Call options by funds: $ | Put options by funds: $

more first-time investments, than exits

New positions opened: | Existing positions closed:

more funds holding

Funds holding:

more repeat investments, than reductions

Existing positions increased: | Existing positions reduced:

1% more capital invested

Capital invested by funds: $13.2B → $13.3B (+$97.8M)

2.18% less ownership

Funds ownership: 73.89%71.71% (-2.2%)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
826
Holders Change
Holders Change %
% of All Funds
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
Reduced
Closed
Calls
$14.3M
Puts
$3.02M
Net Calls
Net Calls Change

Top Buyers

1 +$62.1M
2 +$50.9M
3 +$50.9M
4
AQR Capital Management
AQR Capital Management
Connecticut
+$40.5M
5
Goldman Sachs
Goldman Sachs
New York
+$34.6M

Top Sellers

1 -$315M
2 -$31M
3 -$26.4M
4
Verition Fund Management
Verition Fund Management
Connecticut
-$24.7M
5
UBS AM
UBS AM
Illinois
-$23.9M
Name Holding Trade Value Shares
Change
Change in
Stake
KWM
351
Kingsview Wealth Management
Oregon
$739K
APWM
352
Argonautica Private Wealth Management
Massachusetts
$726K
AFP
353
Ausdal Financial Partners
Iowa
$724K
VCA
354
Verdence Capital Advisors
Maryland
$723K
ECA
355
Elevated Capital Advisors
Utah
$721K
N
356
Natixis
France
$713K
AF
357
Allworth Financial
California
$707K
GC
358
Gilbert & Cook
Iowa
$705K
PIM
359
Plato Investment Management
Australia
$699K
AssetMark Inc
360
AssetMark Inc
California
$698K
CG
361
Curat Global
New Hampshire
$698K
Connor, Clark & Lunn Investment Management (CC&L)
362
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$684K
EH
363
Equitable Holdings
New York
$683K
PP
364
Prudential plc
United Kingdom
$683K
SG Americas Securities
365
SG Americas Securities
New York
$681K
MFG
366
Merit Financial Group
Georgia
$680K
EF
367
Empirical Finance
Pennsylvania
$679K
IA
368
IFP Advisors
Florida
$678K
Truist Financial
369
Truist Financial
North Carolina
$673K
VI
370
Versor Investments
New York
$670K
CSB
371
City State Bank
Iowa
$666K
P
372
&Partners
Tennessee
$660K
WFM
373
Wolff Financial Management
Michigan
$648K
SS
374
Sunbelt Securities
Texas
$639K
VWM
375
Vivid Wealth Management
Iowa
$632K