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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
351
Strategy Asset Managers
California
$588K +$672K +7,916 New
WFM
352
Wolff Financial Management
Michigan
$581K
CSB
353
City State Bank
Iowa
$569K +$45.4K +535 +8%
BCV
354
Banque Cantonale Vaudoise
Switzerland
$568K -$365K -4,300 -36%
LNWWM
355
Laird Norton Wetherby Wealth Management
California
$565K -$4.67K -55 -0.7%
BC
356
Burney Company
Virginia
$556K +$4.16K +49 +0.7%
CSS
357
Cubist Systematic Strategies
Connecticut
$555K -$4.61M -54,359 -88%
CAM
358
Carret Asset Management
New York
$549K -$78.5K -925 -11%
NA
359
NewEdge Advisors
Louisiana
$546K -$684K -8,059 -52%
QI
360
Qtron Investments
Massachusetts
$545K +$269K +3,175 +76%
MGP
361
Metis Global Partners
California
$541K +$203K +2,394 +49%
Fifth Third Bancorp
362
Fifth Third Bancorp
Ohio
$533K +$54.3K +640 +10%
NMIMC
363
Northwestern Mutual Investment Management Company
Wisconsin
$532K +$1.78K +21 +0.3%
GT
364
Greenleaf Trust
Michigan
$526K -$12.5K -147 -2%
PCS
365
Personal CFO Solutions
New Jersey
$523K -$193K -2,278 -24%
ACS
366
Archford Capital Strategies
Illinois
$523K +$20.3K +239 +3%
JIC
367
Johnson Investment Counsel
Ohio
$517K
PAM
368
Palisade Asset Management
Minnesota
$513K -$15.3K -180 -3%
FFM
369
Forum Financial Management
Illinois
$511K +$170 +2 +0%
Impax Asset Management Group
370
Impax Asset Management Group
United Kingdom
$508K -$158K -1,860 -21%
TNBTD
371
Trustmark National Bank Trust Department
Mississippi
$507K +$18.2K +215 +3%
MAG
372
Mokosak Advisory Group
Iowa
$504K +$339 +4 +0.1%
EF
373
Empirical Finance
Pennsylvania
$502K +$21.6K +255 +4%
RFC
374
Regions Financial Corp
Alabama
$500K +$12.5K +147 +2%
MYAM
375
Meiji Yasuda Asset Management
Japan
$499K -$141K -1,660 -20%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.