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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
SC
351
Savant Capital
Illinois
$308K +$1.24K +29 +0.4%
GWM
352
Geneos Wealth Management
Colorado
$308K +$1.32K +31 +0.4%
LNWWM
353
Laird Norton Wetherby Wealth Management
California
$306K -$4.3K -101 -1%
RIG
354
Roosevelt Investment Group
New York
$305K -$232K -5,432 -42%
NB
355
Norinchukin Bank
Japan
$304K -$104K -2,431 -24%
IG
356
ING Group
Netherlands
$304K +$321K +7,541 New
SW
357
SteelPeak Wealth
California
$302K +$319K +7,495 New
LAM
358
Lingohr Asset Management
Germany
$302K +$320K +7,500 New
PAM
359
Palisade Asset Management
Minnesota
$292K -$44.8K -1,050 -13%
CAPTRUST Financial Advisors
360
CAPTRUST Financial Advisors
North Carolina
$292K -$22.2K -520 -7%
Federated Hermes
361
Federated Hermes
Pennsylvania
$292K +$157K +3,678 +103%
WI
362
WBI Investments
New Jersey
$281K -$366K -8,579 -55%
KAS
363
Kestra Advisory Services
Texas
$280K +$4.35K +102 New
AA
364
AlphaCentric Advisors
Puerto Rico
$276K -$19.3K -453 -6%
QSS
365
Quantitative Systematic Strategies
Florida
$275K -$681K -15,978 -70%
BCV
366
Banque Cantonale Vaudoise
Switzerland
$275K -$25.6K -600 -8%
MCP
367
Martin Capital Partners
Oregon
$271K +$15.2K +356 +6%
KRSITF
368
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$269K +$17.7K +416 +7%
BCM
369
Brookstone Capital Management
Illinois
$269K +$285K +6,690 New
WPW
370
Waldron Private Wealth
Pennsylvania
$263K +$2.05K +48 +0.7%
SP
371
Symmetry Partners
Connecticut
$254K +$269K +6,311 New
MML Investors Services
372
MML Investors Services
Massachusetts
$251K -$17.5K -410 -6%
MAG
373
Mokosak Advisory Group
Iowa
$247K -$6.52K -153 -2%
SF
374
Synovus Financial
Georgia
$247K +$208K +4,877 +385%
JSL
375
JT Stratford LLC
Georgia
$242K +$43.4K +1,018 +20%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.