We are live on ! Find out more
PFG icon

Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
V
351
Veritable
Delaware
$356K +$1.06K +19 +0.3%
MCP
352
Martin Capital Partners
Oregon
$355K +$338K +6,060 New
AP
353
Advisor Partners
California
$351K +$25.8K +462 +8%
American Century Companies
354
American Century Companies
Missouri
$348K +$3.23K +58 +1%
MIFH
355
Migdal Insurance & Financial Holdings
Israel
$338K +$235K +4,223 +273%
NWM
356
Northwest Wealth Management
Iowa
$334K +$34.3K +616 +12%
FMII
357
Farmers & Merchants Investments Inc
Nebraska
$328K -$12.4K -222 -4%
Squarepoint
358
Squarepoint
New York
$320K -$13M -232,686 -98%
DIM
359
DC Investments Management
Virginia
$316K +$301K +5,394 New
AQR Capital Management
360
AQR Capital Management
Connecticut
$314K -$4.55M -81,675 -94%
Harris Associates
361
Harris Associates
Illinois
$313K -$11.1M -199,669 -97%
Mariner
362
Mariner
Kansas
$312K -$540K -9,688 -65%
QSS
363
Quantitative Systematic Strategies
Florida
$308K -$1.69M -30,331 -85%
BAM
364
Berkshire Asset Management
Pennsylvania
$308K -$89K -1,596 -23%
Mackenzie Financial
365
Mackenzie Financial
Ontario, Canada
$308K +$4.74K +85 +2%
ZCA
366
Zeke Capital Advisors
Pennsylvania
$302K +$288K +5,160 New
IAA
367
Independent Advisor Alliance
North Carolina
$300K -$39.8K -714 -9%
VIA
368
Vident Investment Advisory
Georgia
$300K +$13.7K +245 +5%
KRSITF
369
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$293K -$780 -14 -0.3%
BWM
370
BerganKDV Wealth Management
Minnesota
$293K +$52.7K +946 +23%
GAMA
371
Graticule Asia Macro Advisors
New York
$293K +$279K +5,000 New
SC
372
Savant Capital
Illinois
$289K +$56 +1 +0%
PCM
373
Poehling Capital Management
Wisconsin
$289K +$17.3K +310 +7%
CBT
374
Capital Bank & Trust
California
$286K +$279 +5 +0.1%
AIP
375
Ameritas Investment Partners
Nebraska
$284K -$15.6K -279 -5%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.