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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
NPC
351
National Planning Corporation
California
$428K +$2.89K +45 +0.7%
Pacer Advisors
352
Pacer Advisors
Pennsylvania
$428K +$69.2K +1,076 +19%
LNWWM
353
Laird Norton Wetherby Wealth Management
California
$427K -$3.15K -49 -0.7%
DVM
354
Dreman Value Management
Florida
$426K
S
355
SignatureFD
Georgia
$419K +$2.64K +41 +0.6%
ECM
356
Everence Capital Management
Indiana
$418K
Northwestern Mutual Wealth Management
357
Northwestern Mutual Wealth Management
Wisconsin
$411K -$141K -2,188 -25%
PA
358
Profund Advisors
Maryland
$410K +$21.8K +339 +6%
W
359
Wealthfront
California
$408K -$101K -1,571 -20%
IAA
360
Independent Advisor Alliance
North Carolina
$403K -$28.7K -446 -7%
BCM
361
BlueCrest Capital Management
Jersey
$399K +$399K +6,207 New
CPC
362
Cookson Peirce & Co
Pennsylvania
$396K -$32.8K -510 -8%
V
363
Veritable
Delaware
$395K
FMII
364
Farmers & Merchants Investments Inc
Nebraska
$389K +$35.8K +557 +10%
DTL
365
Dynamic Technology Lab
Singapore
$385K -$277K -4,300 -42%
AIP
366
Ameritas Investment Partners
Nebraska
$384K
BWM
367
BerganKDV Wealth Management
Minnesota
$384K +$384K +5,969 New
AP
368
Advisor Partners
California
$381K -$23K -358 -6%
SPIA
369
Steward Partners Investment Advisory
New York
$379K +$12.5K +195 +3%
PP
370
Paloma Partners
Connecticut
$368K -$2.13M -33,062 -85%
KI
371
Koch Industries
Kansas
$366K +$155K +2,408 +74%
American Century Companies
372
American Century Companies
Missouri
$363K -$30.2K -470 -8%
AIA
373
Allegis Investment Advisors
Idaho
$361K -$146K -2,276 -29%
GWM
374
Geneos Wealth Management
Colorado
$361K -$52K -808 -13%
LSA
375
L & S Advisors
California
$361K -$43.4K -675 -11%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.