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Principal Financial Group

755 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q4 according to their latest regulatory filings, with 116 funds opening new positions, 225 increasing their positions, 285 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

59% more first-time investments, than exits

New positions opened: 116 | Existing positions closed: 73

13% more call options, than puts

Call options by funds: $14.4M | Put options by funds: $12.7M

9% more capital invested

Capital invested by funds: $12.4B → $13.5B (+$1.11B)

5% more funds holding

Funds holding: 721755 (+34)

1.42% more ownership

Funds ownership: 70.97%72.38% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

21% less repeat investments, than reductions

Existing positions increased: 225 | Existing positions reduced: 285

Holders
755
Holders Change
+34
Holders Change %
+4.72%
% of All Funds
11.01%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
116
Increased
225
Reduced
285
Closed
73
Calls
$14.4M
Puts
$12.7M
Net Calls
+$1.71M
Net Calls Change
-$6.11M
Name Holding Trade Value Shares
Change
Change in
Stake
EOJOAM
326
E. Ohman J:or Asset Management
Sweden
$810K -$116K -1,600 -13%
PA
327
PSI Advisors
Florida
$809K
AFP
328
Ausdal Financial Partners
Iowa
$797K -$1.38K -19 -0.2%
TSS
329
Two Sigma Securities
New York
$791K +$266K +3,673 +58%
HIC
330
Holderness Investments Company
North Carolina
$782K
MWM
331
Modern Wealth Management
Kansas
$768K +$707K +9,767 New
PA
332
Pinnacle Associates
New York
$760K -$2.97K -41 -0.4%
BW
333
Basepoint Wealth
Iowa
$757K +$25.1K +346 +4%
CA
334
Cetera Advisors
Colorado
$748K -$14.1K -195 -2%
OWP
335
Obermeyer Wealth Partners
Colorado
$748K
RT
336
Rockland Trust
Massachusetts
$726K -$274K -3,778 -29%
Aviva
337
Aviva
United Kingdom
$720K -$2.45M -33,864 -79%
HAG
338
HighPoint Advisor Group
Illinois
$718K +$615K +8,497 New
GDP
339
Great Diamond Partners
Maine
$703K -$780K -10,763 -55%
MLICM
340
Metropolitan Life Insurance Company (MetLife)
New York
$702K -$19.8K -273 -3%
PT
341
Plimoth Trust
Massachusetts
$698K -$47.4K -655 -7%
UCFA
342
United Capital Financial Advisors
Texas
$675K +$258K +3,567 +71%
PTC
343
Petrus Trust Company
Texas
$662K +$338K +4,665 +125%
LSA
344
Lion Street Advisors
Texas
$662K -$869 -12 -0.1%
BAMF
345
BI Asset Management Fondsmaeglerselskab
Denmark
$657K -$197K -2,714 -25%
SPIA
346
Steward Partners Investment Advisory
New York
$656K +$3.19K +44 +0.5%
Fifth Third Bancorp
347
Fifth Third Bancorp
Ohio
$653K +$57.3K +791 +11%
AF
348
Allworth Financial
California
$648K -$13.6K -188 -2%
EF
349
Empirical Finance
Pennsylvania
$647K +$942 +13 +0.2%
HFM
350
Hartford Funds Management
Pennsylvania
$646K +$270K +3,731 +83%

PFG Hedge Fund Activity: Q4 2023 in Review

755 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2023, worth a combined $13.5B — up 9% from $12.4B a quarter earlier.

Buyers outnumbered sellers: 116 funds opened new PFG positions and 73 closed out — a net gain of 43 holders — while 225 added to existing stakes and 285 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $305M. The largest seller was Capital Research Global Investors, cutting an estimated $242M.

  • 755 institutional investors held Principal Financial Group (PFG) as of Q4 2023, up from 721 in Q3 2023.
  • Funds reported $13.5B of Principal Financial Group stock for Q4 2023, up 9% quarter-over-quarter.
  • 116 funds opened new Principal Financial Group positions in Q4 2023 and 73 closed out, a net change of +43 holders.
  • The largest Principal Financial Group buyer in Q4 2023 was Morgan Stanley, an estimated $305M added.
  • The largest Principal Financial Group seller in Q4 2023 was Capital Research Global Investors, an estimated $242M sold.

Based on aggregated 13F filings for Q4 2023.