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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
AC
326
AXQ Capital
New Jersey
$721K +$823K +9,700 New
SIA
327
Strategic Investment Advisors
Michigan
$713K +$814K +9,595 New
V
328
Veritable
Delaware
$709K -$368K -4,342 -31%
OWP
329
Obermeyer Wealth Partners
Colorado
$707K
OAM
330
Ostrum Asset Management
France
$704K +$804K +9,472 New
APG Asset Management
331
APG Asset Management
Netherlands
$701K -$3.78M -44,565 -81%
PPWP
332
Proquility Private Wealth Partners
Nevada
$698K +$797K +9,391 New
BL
333
Balentine LLC
Georgia
$691K -$74.6K -879 -9%
CAG
334
Csenge Advisory Group
Florida
$688K +$81.3K +958 +12%
CFGS
335
Concourse Financial Group Securities
Alabama
$678K +$136K +1,607 +21%
TSS
336
Two Sigma Securities
New York
$673K +$178K +2,096 +30%
MF
337
Magnetar Financial
Illinois
$669K +$763K +8,996 New
Verition Fund Management
338
Verition Fund Management
Connecticut
$651K +$296K +3,490 +66%
SS
339
Sunbelt Securities
Texas
$648K
VVP
340
Venture Visionary Partners
Ohio
$642K -$848K -10,000 -54%
UH
341
Unigestion Holding
Switzerland
$642K +$735K +8,659 New
AF
342
Allworth Financial
California
$633K +$98.9K +1,166 +16%
BW
343
Basepoint Wealth
Iowa
$632K +$8.74K +103 +1%
GC
344
Gilbert & Cook
Iowa
$625K
LSA
345
Lion Street Advisors
Texas
$623K +$712K +8,389 New
CA
346
Cetera Advisors
Colorado
$623K -$79.8K -941 -10%
PIA
347
Pinion Investment Advisors
Kansas
$605K +$84.4K +995 +14%
KRSITF
348
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$602K -$17.8K -210 -3%
AIM
349
Acropolis Investment Management
Missouri
$596K -$156K -1,837 -19%
IWC
350
Integrated Wealth Concepts
Massachusetts
$596K +$95.3K +1,123 +16%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.