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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
PAG
326
Private Advisor Group
New Jersey
$365K +$182K +4,260 +89%
HighTower Advisors
327
HighTower Advisors
Illinois
$359K +$45K +1,056 +13%
VI
328
Versor Investments
New York
$358K +$149K +3,500 +65%
PP
329
PDT Partners
New York
$358K +$379K +8,900 New
SPIA
330
Steward Partners Investment Advisory
New York
$355K +$28.4K +666 +8%
IRF
331
IBM Retirement Fund
New York
$355K +$106K +2,478 +39%
Adage Capital Partners
332
Adage Capital Partners
Massachusetts
$353K -$2.95M -69,300 -89%
CAM
333
Carret Asset Management
New York
$350K
FMBTD
334
First Midwest Bank Trust Division
Illinois
$344K +$6.39K +150 +2%
HIC
335
Holderness Investments Company
North Carolina
$342K
SCM
336
Shelton Capital Management
Colorado
$339K
CI
337
Cigna Investments
Connecticut
$338K
SFS
338
Sowell Financial Services
Arkansas
$338K +$16.3K +383 +5%
Bank of Nova Scotia
339
Bank of Nova Scotia
Ontario, Canada
$335K -$407K -9,557 -53%
TRCT
340
Tower Research Capital (TRC)
New York
$335K -$378K -8,877 -52%
AFP
341
Ausdal Financial Partners
Iowa
$332K +$36.8K +863 +12%
KA
342
Kintegral Advisory
New York
$330K -$11.3K -264 -3%
Jane Street
343
Jane Street
New York
$325K -$1.38M -32,279 -80%
GC
344
Gilbert & Cook
Iowa
$324K -$193K -4,532 -36%
SB
345
Sunflower Bank
Texas
$321K +$15.5K +364 +5%
NB
346
Nicolet Bankshares
Wisconsin
$316K -$40.5K -950 -11%
WFM
347
Wolff Financial Management
Michigan
$315K
CL
348
Choreo LLC
Illinois
$312K +$88.4K +2,075 +37%
QT
349
Quantbot Technologies
New York
$312K +$331K +7,758 New
IA
350
IFP Advisors
Florida
$309K -$213 -5 -0.1%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.