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Principal Financial Group

572 hedge funds and large institutions have $8.69B invested in Principal Financial Group in 2018 Q4 according to their latest regulatory filings, with 86 funds opening new positions, 186 increasing their positions, 198 reducing their positions, and 97 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% less call options, than puts

Call options by funds: $8.83M | Put options by funds: $8.88M

0.68% less ownership

Funds ownership: 71.76%71.09% (-0.68%)

6% less repeat investments, than reductions

Existing positions increased: 186 | Existing positions reduced: 198

3% less funds holding

Funds holding: 588572 (-16)

11% less first-time investments, than exits

New positions opened: 86 | Existing positions closed: 97

27% less capital invested

Capital invested by funds: $12B → $8.69B (-$3.28B)

50% less funds holding in top 10

Funds holding in top 10: 42 (-2)

Holders
572
Holders Change
-16
Holders Change %
-2.72%
% of All Funds
12.75%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
86
Increased
186
Reduced
198
Closed
97
Calls
$8.83M
Puts
$8.88M
Net Calls
-$51K
Net Calls Change
-$6.41M
Name Holding Trade Value Shares
Change
Change in
Stake
ARTA
326
A.R.T. Advisors
New York
$353K +$394K +8,000 New
LB
327
Legacy Bridge
Iowa
$353K +$394K +8,000 New
CI
328
Cigna Investments
Connecticut
$352K -$1.33K -27 -0.3%
PP
329
Palladium Partners
Virginia
$348K -$3.92M -79,608 -91%
AFP
330
Ausdal Financial Partners
Iowa
$347K +$387K +7,855 New
BF
331
BOK Financial
Oklahoma
$344K +$14.8K +301 +4%
ZCM
332
Zebra Capital Management
Connecticut
$336K -$50.6K -1,028 -12%
CIA
333
Capital Investment Advisors
Georgia
$336K -$12.2K -248 -3%
ACM
334
AlphaCrest Capital Management
New York
$336K +$374K +7,600 New
ECM
335
Everence Capital Management
Indiana
$335K
FAN
336
Financial Advisors Network
California
$333K +$371K +7,538 New
FDS
337
Freedom Day Solutions
Texas
$322K -$424K -8,617 -54%
MYAM
338
Meiji Yasuda Asset Management
Japan
$322K +$172K +3,500 +92%
LNWWM
339
Laird Norton Wetherby Wealth Management
California
$321K +$29.1K +591 +9%
AIC
340
Archer Investment Corporation
Indiana
$309K +$345K +7,000 New
PP
341
Prudential plc
United Kingdom
$296K
SPIA
342
Steward Partners Investment Advisory
New York
$288K -$1.48K -30 -0.5%
SF
343
Synovus Financial
Georgia
$275K -$15.6K -317 -5%
PCMC
344
Paragon Capital Management (Colorado)
Colorado
$275K +$112K +2,283 +58%
JFGIW
345
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$269K -$261K -5,312 -47%
AssetMark Inc
346
AssetMark Inc
California
$265K -$9.6M -195,024 -97%
AWM
347
AE Wealth Management
Kansas
$261K -$73.6K -1,496 -20%
American Century Companies
348
American Century Companies
Missouri
$259K -$3.94K -80 -1%
NWM
349
Northwest Wealth Management
Iowa
$252K +$98 +2 +0%
CL
350
Choreo LLC
Illinois
$247K -$167K -3,392 -38%

PFG Hedge Fund Activity: Q4 2018 in Review

572 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2018, worth a combined $8.69B — down 27% from $12B a quarter earlier.

Sellers outnumbered buyers: 97 funds closed out of PFG and 86 opened new positions — a net loss of 11 holders — while 198 trimmed existing stakes and 186 added.

The largest buyer was Fidelity Investments, adding an estimated $79.7M. The largest seller was JP Morgan Chase, cutting an estimated $168M.

  • 572 institutional investors held Principal Financial Group (PFG) as of Q4 2018, down from 588 in Q3 2018.
  • Funds reported $8.69B of Principal Financial Group stock for Q4 2018, down 27% quarter-over-quarter.
  • 86 funds opened new Principal Financial Group positions in Q4 2018 and 97 closed out, a net change of -11 holders.
  • The largest Principal Financial Group buyer in Q4 2018 was Fidelity Investments, an estimated $79.7M added.
  • The largest Principal Financial Group seller in Q4 2018 was JP Morgan Chase, an estimated $168M sold.

Based on aggregated 13F filings for Q4 2018.