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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
GIA
326
Gargoyle Investment Advisor
New Jersey
$480K -$414K -7,423 -48%
NB
327
Nicolet Bankshares
Wisconsin
$477K -$3.9K -70 -0.9%
IAM
328
Integre Asset Management
New York
$474K
SS
329
Simplicity Solutions
Minnesota
$472K -$522K -9,369 -54%
GWM
330
Geneos Wealth Management
Colorado
$464K +$85.3K +1,531 +24%
CIA
331
Capital Investment Advisors
Georgia
$460K +$18.2K +327 +4%
WRF
332
Waddell & Reed Financial
Kansas
$454K +$10.3K +185 +2%
CA
333
Commerzbank Aktiengesellschaft
Germany
$453K +$431K +7,732 New
MHS
334
M Holdings Securities
Oregon
$446K +$27.9K +500 +7%
ECM
335
Everence Capital Management
Indiana
$445K
BF
336
BOK Financial
Oklahoma
$439K -$24.8K -445 -6%
MML Investors Services
337
MML Investors Services
Massachusetts
$438K +$135K +2,417 +48%
AWM
338
AE Wealth Management
Kansas
$434K +$413K +7,416 New
MSE
339
MUFG Securities EMEA
United Kingdom
$421K +$384K +6,881 +2,309%
LCM
340
Landscape Capital Management
New Jersey
$408K +$388K +6,966 New
CC
341
ClearArc Capital
Ohio
$401K +$1.11K +20 +0.3%
N
342
Nuveen
North Carolina
$399K -$669 -12 -0.2%
PP
343
Prudential plc
United Kingdom
$393K -$39K -700 -9%
LNWWM
344
Laird Norton Wetherby Wealth Management
California
$391K +$3.73K +67 +1%
SPIA
345
Steward Partners Investment Advisory
New York
$385K +$41.5K +744 +13%
SF
346
Synovus Financial
Georgia
$383K +$16.7K +300 +5%
CI
347
Cigna Investments
Connecticut
$376K -$531K -9,535 -54%
AAMU
348
AEGON Asset Management (UK)
United Kingdom
$373K +$355K +6,365 New
PAG
349
Private Advisor Group
New Jersey
$368K +$117K +2,097 +50%
PA
350
Profund Advisors
Maryland
$359K +$16.8K +301 +5%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.