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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
FBFS
326
First Business Financial Services
Wisconsin
$495K -$15K -267 -3%
CA
327
Commerzbank Aktiengesellschaft
Germany
$486K +$76.5K +1,365 +19%
FAN
328
Financial Advisors Network
California
$481K +$465K +8,307 New
NB
329
Norinchukin Bank
Japan
$480K +$106K +1,885 +29%
Neuberger Berman Group
330
Neuberger Berman Group
New York
$479K -$40.6K -725 -8%
CL
331
Choreo LLC
Illinois
$470K +$25.3K +452 +6%
DVM
332
Dreman Value Management
Florida
$469K +$62.9K +1,122 +16%
IAM
333
Integre Asset Management
New York
$468K
Envestnet Asset Management
334
Envestnet Asset Management
Illinois
$466K -$53.9K -962 -11%
JIM
335
Jupiter Investment Management
United Kingdom
$448K -$8.39M -149,669 -95%
WAM
336
Wealthspire Advisors (Maryland)
Maryland
$444K -$26.5K -473 -6%
VIM
337
Veritas Investment Management
United Kingdom
$444K
EHWM
338
Eads & Heald Wealth Management
Georgia
$436K +$28.8K +514 +7%
BC
339
Burney Company
Virginia
$430K +$108K +1,935 +35%
EOJOAM
340
E. Ohman J:or Asset Management
Sweden
$411K +$89.7K +1,600 +29%
MSV
341
MN Services Vermogensbeheer
Netherlands
$407K
LNWWM
342
Laird Norton Wetherby Wealth Management
California
$401K +$2.13K +38 +0.6%
Truist Financial
343
Truist Financial
North Carolina
$396K -$83.4K -1,488 -18%
CONA
344
Capital One National Association
New York
$396K +$43.9K +784 +13%
GWM
345
Geneos Wealth Management
Colorado
$395K +$3.36K +60 +0.9%
Federated Hermes
346
Federated Hermes
Pennsylvania
$391K -$26.8K -479 -7%
NPC
347
National Planning Corporation
California
$386K
TAF
348
Tredje AP-fonden
Sweden
$385K -$36.6K -654 -9%
ECM
349
Everence Capital Management
Indiana
$376K
CC
350
ClearArc Capital
Ohio
$375K -$3.59K -64 -1%

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.