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Principal Financial Group

441 hedge funds and large institutions have $9.44B invested in Principal Financial Group in 2015 Q3 according to their latest regulatory filings, with 43 funds opening new positions, 181 increasing their positions, 135 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

217% more call options, than puts

Call options by funds: $17.8M | Put options by funds: $5.61M

34% more repeat investments, than reductions

Existing positions increased: 181 | Existing positions reduced: 135

19% more first-time investments, than exits

New positions opened: 43 | Existing positions closed: 36

1% more funds holding

Funds holding: 436441 (+5)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0.37% less ownership

Funds ownership: 68.14%67.77% (-0.37%)

8% less capital invested

Capital invested by funds: $10.3B → $9.44B (-$839M)

Holders
441
Holders Change
+5
Holders Change %
+1.15%
% of All Funds
12.31%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.14%
New
43
Increased
181
Reduced
135
Closed
36
Calls
$17.8M
Puts
$5.61M
Net Calls
+$12.2M
Net Calls Change
-$923K
Name Holding Trade Value Shares
Change
Change in
Stake
VFS
326
VSR Financial Services
Kansas
$243K -$14.6K -282 -5%
LNWWM
327
Laird Norton Wetherby Wealth Management
California
$241K +$4.66K +90 +2%
Bank of Nova Scotia
328
Bank of Nova Scotia
Ontario, Canada
$240K +$9.33K +180 +4%
AIP
329
Ameritas Investment Partners
Nebraska
$239K
FMWA
330
Forvis Mazars Wealth Advisors
Missouri
$238K +$261K +5,029 New
FAT
331
First American Trust
California
$237K
CTC
332
Central Trust Company
Missouri
$237K +$189K +3,641 +266%
PAM
333
PartnerRe Asset Management
Connecticut
$235K +$570 +11 +0.2%
Nomura Holdings
334
Nomura Holdings
Japan
$223K -$2.29M -44,174 -90%
IGIM
335
I.G. Investment Management
Manitoba, Canada
$223K +$30.1K +580 +14%
IFS
336
Ifrah Financial Services
Arkansas
$221K -$415 -8 -0.2%
QIM
337
Quest Investment Management
Oregon
$218K
VAM
338
Visium Asset Management
New York
$215K +$236K +4,548 New
SC
339
Savant Capital
Illinois
$206K +$52 +1 +0%
CSS
340
Cubist Systematic Strategies
Connecticut
$206K +$225K +4,347 New
V
341
Veritable
Delaware
$204K +$8.86K +171 +4%
CC
342
Courier Capital
New York
$203K +$222K +4,278 New
FMT
343
First Mercantile Trust
Tennessee
$199K
W
344
Wealthfront
California
$187K -$65.2K -1,259 -24%
FMII
345
Farmers & Merchants Investments Inc
Nebraska
$172K +$22.5K +434 +14%
MAM
346
Mizuho Asset Management
Japan
$160K +$33.2K +641 +23%
HNB
347
Huntington National Bank
Ohio
$158K -$2.13K -41 -1%
WTB
348
Washington Trust Bank
Washington
$150K +$28K +540 +21%
SC
349
SRB Corp
Massachusetts
$139K +$7.51K +145 +5%
SSB
350
Sandy Spring Bank
Maryland
$120K

PFG Hedge Fund Activity: Q3 2015 in Review

441 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2015, worth a combined $9.44B — down 8.2% from $10.3B a quarter earlier.

Buyers outnumbered sellers: 43 funds opened new PFG positions and 36 closed out — a net gain of 7 holders — while 181 added to existing stakes and 135 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $80.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $76.9M sold.

  • 441 institutional investors held Principal Financial Group (PFG) as of Q3 2015, up from 436 in Q2 2015.
  • Funds reported $9.44B of Principal Financial Group stock for Q3 2015, down 8.2% quarter-over-quarter.
  • 43 funds opened new Principal Financial Group positions in Q3 2015 and 36 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2015 was Wellington Management Group, an estimated $80.7M added.
  • The largest Principal Financial Group seller in Q3 2015 was Citadel Advisors, an estimated $76.9M sold.

Based on aggregated 13F filings for Q3 2015.