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Principal Financial Group

414 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2015 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 148 increasing their positions, 149 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $7.94M | Put options by funds: $3.47M

0.7% more ownership

Funds ownership: 67.82%68.52% (+0.7%)

0% more capital invested

Capital invested by funds: $10.3B → $10.3B (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1% less repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 149

4% less funds holding

Funds holding: 431414 (-17)

22% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 45

Holders
414
Holders Change
-17
Holders Change %
-3.94%
% of All Funds
11.03%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
35
Increased
148
Reduced
149
Closed
45
Calls
$7.94M
Puts
$3.47M
Net Calls
+$4.47M
Net Calls Change
+$3.71M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Nova Scotia
326
Bank of Nova Scotia
Ontario, Canada
$239K -$3.87K -77 -2%
LS
327
Lupo Securities
Illinois
$236K -$733K -14,580 -76%
QIM
328
Quest Investment Management
Oregon
$236K
UCFA
329
United Capital Financial Advisors
Texas
$234K +$11.6K +230 +5%
FHC
330
First Heartland Consultants
Missouri
$233K +$11.2K +223 +5%
SC
331
Savant Capital
Illinois
$223K -$2.61K -52 -1%
Connor, Clark & Lunn Investment Management (CC&L)
332
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$221K
HIS
333
Horizon Investment Services
Indiana
$220K +$215K +4,276 New
KeyBank National Association
334
KeyBank National Association
Ohio
$219K -$99.8K -1,986 -32%
FMT
335
First Mercantile Trust
Tennessee
$216K
WB
336
WesBanco Bank
West Virginia
$212K
Fifth Third Bancorp
337
Fifth Third Bancorp
Ohio
$211K +$6.88K +137 +3%
CA
338
Cornerstone Advisors
North Carolina
$205K
HNB
339
Huntington National Bank
Ohio
$190K +$21.9K +435 +13%
FMII
340
Farmers & Merchants Investments Inc
Nebraska
$178K
SC
341
SRB Corp
Massachusetts
$169K +$26.1K +519 +19%
IP
342
Isthmus Partners
Wisconsin
$141K
SO
343
STRS Ohio
Ohio
$131K -$171K -3,402 -57%
SSB
344
Sandy Spring Bank
Maryland
$131K
MAM
345
Mizuho Asset Management
Japan
$109K +$49.2K +980 +85%
GIS
346
Guardian Investor Services
New York
$97K
MCM
347
Manchester Capital Management
Vermont
$95K -$25.3K -504 -21%
VFA
348
Virtus Fund Advisers
Connecticut
$81K -$15.8K -315 -17%
DOA
349
D'Orazio & Associates
Virginia
$81K
WP
350
WealthPLAN Partners
Nebraska
$77K +$74.5K +1,483 New

PFG Hedge Fund Activity: Q1 2015 in Review

414 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2015, worth a combined $10.3B — up 0.2% from $10.3B a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of PFG and 35 opened new positions — a net loss of 10 holders — while 149 trimmed existing stakes and 148 added.

The largest buyer was Fidelity Investments, adding an estimated $74.7M. The largest seller was 1832 Asset Management, cutting an estimated $66.2M.

  • 414 institutional investors held Principal Financial Group (PFG) as of Q1 2015, down from 431 in Q4 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q1 2015, up 0.2% quarter-over-quarter.
  • 35 funds opened new Principal Financial Group positions in Q1 2015 and 45 closed out, a net change of -10 holders.
  • The largest Principal Financial Group buyer in Q1 2015 was Fidelity Investments, an estimated $74.7M added.
  • The largest Principal Financial Group seller in Q1 2015 was 1832 Asset Management, an estimated $66.2M sold.

Based on aggregated 13F filings for Q1 2015.