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Principal Financial Group
PFG

Overview Fund Activity

386 hedge funds and large institutions have $9.49B invested in Principal Financial Group in 2013 Q4 according to their latest regulatory filings, with 58 funds opening new positions, 129 increasing their positions, 149 reducing their positions, and 19 closing their positions.

Holders
386
Holders Change
+38
Holders Change %
+10.92%
% of All Funds
11.21%
Holding in Top 10
7
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+133.33%
% of All Funds
0.2%
New
58
Increased
129
Reduced
149
Closed
19
Calls
$10.7M
Puts
$8.26M
Net Calls
+$2.44M
Net Calls Change
-$3.65M

Top Buyers

1
NA
1
Navellier & Associates
Nevada
$49M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$969M
3
Axa
3
Axa
France
$91M
4
JHIU
4
Janus Henderson Investors US
Colorado
$75M
5
Capital Research Global Investors
5
Capital Research Global Investors
California
$1.01B

Top Sellers

1
AGA
1
Altrinsic Global Advisors
Connecticut
$0
2
Bank of New York Mellon
2
Bank of New York Mellon
New York
$621M
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$460M
4
Dimensional Fund Advisors
4
Dimensional Fund Advisors
Texas
$71.9M
5
Deutsche Bank
5
Deutsche Bank
Germany
$43M
Name Market Value Shares Shares
Change 		Shares
Change %
IC
326
IKOS CIF
Cyprus
$141K 2,922 +2,922 New
ECM
327
Endex Capital Management
Kansas
$134K 2,712 – –
FMT
328
First Mercantile Trust
Tennessee
$133K 2,700 -1,200 -31%
DekaBank Deutsche Girozentrale
329
DekaBank Deutsche Girozentrale
Germany
$127K 2,579 +591 +30%
NSEDCP
330
NJ State Employees Deferred Compensation Plan
New Jersey
$123K 2,500 – –
GIS
331
Guardian Investor Services
New York
$108K 2,194 -16 -0.7%
DOA
332
D'Orazio & Associates
Virginia
$99K 2,000 +2,000 New
CTC
333
Central Trust Company
Missouri
$88K 1,778 – –
M&T Bank
334
M&T Bank
New York
$88K 1,779 +984 +124%
PL
335
Parkwood LLC
Ohio
$79K 1,605 +1,605 New
GLI
336
Guardian Life Insurance
New York
$76K 1,545 -1,775 -53%
EFSCE
337
Enterprise Financial Services Corp (EFSC)
Missouri
$73K 1,477 – –
MCM
338
Manchester Capital Management
Vermont
$72K 1,464 – –
VNB
339
Valley National Bancorp
New York
$67K 1,365 +1,365 New
SAMC
340
Shinko Asset Management Company
Japan
$64K 1,300 -200 -13%
JFGIW
341
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$60K 1,224 +270 +28%
PTC
342
Private Trust Company
Ohio
$58K 1,172 -100 -8%
IMS
343
Index Management Solutions
Pennsylvania
$54K 1,099 +96 +10%
1IC
344
1919 Investment Counsel
Maryland
$49K 991 – –
Envestnet Asset Management
345
Envestnet Asset Management
Illinois
$48K 966 +517 +115%
TRCT
346
Tower Research Capital (TRC)
New York
$46K 928 -10,412 -92%
TWA
347
TCI Wealth Advisors
Arizona
$44K 888 +1 +0.1%
MMG
348
Monetary Management Group
Missouri
$44K 900 +900 New
FHA
349
First Horizon Advisors
Tennessee
$39K 800 – –
NCM
350
Nelson Capital Management
California
$37K 750 – –
12 13
14
15 16