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Principal Financial Group

614 hedge funds and large institutions have $11.4B invested in Principal Financial Group in 2019 Q3 according to their latest regulatory filings, with 54 funds opening new positions, 223 increasing their positions, 228 reducing their positions, and 47 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more call options, than puts

Call options by funds: $18M | Put options by funds: $8.14M

15% more first-time investments, than exits

New positions opened: 54 | Existing positions closed: 47

1% more funds holding

Funds holding: 610614 (+4)

0.8% less ownership

Funds ownership: 72.71%71.92% (-0.8%)

2% less repeat investments, than reductions

Existing positions increased: 223 | Existing positions reduced: 228

2% less capital invested

Capital invested by funds: $11.7B → $11.4B (-$264M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
614
Holders Change
+4
Holders Change %
+0.66%
% of All Funds
13.46%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
54
Increased
223
Reduced
228
Closed
47
Calls
$18M
Puts
$8.14M
Net Calls
+$9.83M
Net Calls Change
-$22.4M
Name Holding Trade Value Shares
Change
Change in
Stake
S
301
Seeyond
France
$753K -$34.7K -617 -4%
MNG
302
Manning & Napier Group
New York
$750K +$844 +15 +0.1%
CCM
303
Cadence Capital Management
Massachusetts
$743K +$33K +586 +5%
Mariner
304
Mariner
Kansas
$733K -$32.2K -572 -4%
ANRIA
305
American National Registered Investment Advisor
Texas
$726K
B
306
Barings
North Carolina
$718K
MYLI
307
Meiji Yasuda Life Insurance
Japan
$718K +$24.8K +440 +4%
LSERS
308
Louisiana State Employees Retirement System
Louisiana
$714K -$28.1K -500 -4%
EHWM
309
Eads & Heald Wealth Management
Georgia
$712K -$18.3K -325 -3%
GCP
310
GSA Capital Partners
United Kingdom
$711K +$700K +12,442 New
CC
311
Cipher Capital
New York
$709K +$699K +12,419 New
FAN
312
Financial Advisors Network
California
$708K +$17.5K +311 +3%
TC
313
Trilogy Capital
California
$708K +$51K +906 +8%
Daiwa Securities Group
314
Daiwa Securities Group
Japan
$703K +$43.3K +770 +7%
Mercer Global Advisors
315
Mercer Global Advisors
Colorado
$678K -$79.8K -1,418 -11%
IWA
316
IBEX Wealth Advisors
New Jersey
$678K -$3.38K -60 -0.5%
GC
317
Gilbert & Cook
Iowa
$674K -$68.7K -1,221 -9%
Thrivent Financial for Lutherans
318
Thrivent Financial for Lutherans
Minnesota
$666K
EOJOAM
319
E. Ohman J:or Asset Management
Sweden
$663K
AP
320
Advisor Partners
California
$658K +$56.5K +1,004 +10%
VIA
321
Vident Investment Advisory
Georgia
$649K -$109K -1,928 -15%
ECM
322
Element Capital Management
New York
$646K +$636K +11,303 New
PP
323
Paloma Partners
Connecticut
$642K +$633K +11,242 New
LS
324
Livforsakringsbolaget Skandia
Sweden
$637K
Neuberger Berman Group
325
Neuberger Berman Group
New York
$637K +$144K +2,555 +30%

PFG Hedge Fund Activity: Q3 2019 in Review

614 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2019, worth a combined $11.4B — down 2.3% from $11.7B a quarter earlier.

Buyers outnumbered sellers: 54 funds opened new PFG positions and 47 closed out — a net gain of 7 holders — while 223 added to existing stakes and 228 trimmed.

The largest buyer was Vanguard Group, adding an estimated $30.3M. The largest seller was Capital Research Global Investors, cutting an estimated $84.1M.

  • 614 institutional investors held Principal Financial Group (PFG) as of Q3 2019, up from 610 in Q2 2019.
  • Funds reported $11.4B of Principal Financial Group stock for Q3 2019, down 2.3% quarter-over-quarter.
  • 54 funds opened new Principal Financial Group positions in Q3 2019 and 47 closed out, a net change of +7 holders.
  • The largest Principal Financial Group buyer in Q3 2019 was Vanguard Group, an estimated $30.3M added.
  • The largest Principal Financial Group seller in Q3 2019 was Capital Research Global Investors, an estimated $84.1M sold.

Based on aggregated 13F filings for Q3 2019.