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Principal Financial Group

348 hedge funds and large institutions have $8.32B invested in Principal Financial Group in 2013 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 116 increasing their positions, 131 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 28

58% more call options, than puts

Call options by funds: $16.6M | Put options by funds: $10.5M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

12% more capital invested

Capital invested by funds: $7.44B → $8.32B (+$887M)

6% more funds holding

Funds holding: 329348 (+19)

1.52% less ownership

Funds ownership: 67.72%66.2% (-1.5%)

11% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 131

Holders
348
Holders Change
+19
Holders Change %
+5.78%
% of All Funds
11.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
50
Increased
116
Reduced
131
Closed
28
Calls
$16.6M
Puts
$10.5M
Net Calls
+$6.09M
Net Calls Change
-$3.4M
Name Holding Trade Value Shares
Change
Change in
Stake
NSEDCP
301
NJ State Employees Deferred Compensation Plan
New Jersey
$107K
TAS
302
TIFF Advisory Services
Pennsylvania
$107K
GIS
303
Guardian Investor Services
New York
$95K -$1.29K -31 -1%
Parallax Volatility Advisers
304
Parallax Volatility Advisers
California
$95K +$92.4K +2,215 New
DekaBank Deutsche Girozentrale
305
DekaBank Deutsche Girozentrale
Germany
$84K -$62.5K -1,498 -43%
FBC
306
Fairfield, Bush & Co
Connecticut
$79K -$50K -1,200 -39%
CTC
307
Central Trust Company
Missouri
$76K
SAMC
308
Shinko Asset Management Company
Japan
$64K
MCM
309
Manchester Capital Management
Vermont
$63K
EFSCE
310
Enterprise Financial Services Corp (EFSC)
Missouri
$63K +$44K +1,055 +250%
LIA
311
LS Investment Advisors
Michigan
$60K +$28.6K +687 +98%
PTC
312
Private Trust Company
Ohio
$54K +$35.8K +859 +208%
1IC
313
1919 Investment Counsel
Maryland
$43K
Bessemer Group
314
Bessemer Group
New Jersey
$43K
IMS
315
Index Management Solutions
Pennsylvania
$43K +$41.8K +1,003 New
JFGIW
316
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$41K -$11.9K -285 -23%
TWA
317
TCI Wealth Advisors
Arizona
$38K +$7.51K +180 +25%
M&T Bank
318
M&T Bank
New York
$34K
FHA
319
First Horizon Advisors
Tennessee
$34K +$33.4K +800 New
NCM
320
Nelson Capital Management
California
$32K
SF
321
Synovus Financial
Georgia
$29K +$19.6K +469 +213%
MAM
322
Mizuho Asset Management
Japan
$27K
PMFA
323
Plante Moran Financial Advisors
Michigan
$27K
PI
324
PineBridge Investments
New York
$23K -$844K -20,239 -97%
SJ
325
Stilwell Joseph
$23K