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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
CWM
276
Centric Wealth Management
Illinois
$1.19M +$1.35M +15,970 New
PP
277
Prudential plc
United Kingdom
$1.17M -$144K -1,699 -10%
MML Investors Services
278
MML Investors Services
Massachusetts
$1.17M -$558K -6,572 -29%
DADC
279
D.A. Davidson & Co
Montana
$1.12M +$31.6K +373 +3%
CM
280
Crestline Management
Texas
$1.11M +$1.27M +15,000 New
IAIM
281
Industrial Alliance Investment Management
Quebec, Canada
$1.11M +$1.27M +14,963 New
LSERS
282
Louisiana State Employees Retirement System
Louisiana
$1.1M +$8.48K +100 +0.7%
API
283
Advisor Partners II
California
$1.08M +$62.8K +740 +5%
Pacer Advisors
284
Pacer Advisors
Pennsylvania
$1.05M +$583K +6,867 +95%
GCM
285
Glaxis Capital Management
Florida
$1.04M
PL
286
Polianta Ltd
Jersey
$1.04M +$1.19M +14,000 New
RT
287
Rockland Trust
Massachusetts
$1.03M -$18.7K -220 -2%
LCM
288
Laurion Capital Management
New York
$1.03M +$1.17M +13,821 New
OC
289
Oppenheimer & Co
New York
$1.03M -$429K -5,059 -27%
AWM
290
Adams Wealth Management
Utah
$981K +$133K +1,565 +13%
BMSSC
291
B. Metzler seel. Sohn & Co
Germany
$976K
EC
292
Estate Counselors
Wisconsin
$971K +$1.11M +13,070 New
KAS
293
Kestra Advisory Services
Texas
$967K -$1.98M -23,381 -64%
PA
294
PSI Advisors
Florida
$966K -$44.2K -521 -4%
SDIC
295
South Dakota Investment Council
South Dakota
$954K
AM
296
AGF Management
Ontario, Canada
$951K +$642K +7,569 +145%
FG
297
Foster Group
Iowa
$951K -$50.7K -597 -4%
GT
298
Glenmede Trust
Pennsylvania
$933K -$163K -1,920 -13%
NB
299
Norinchukin Bank
Japan
$929K +$30.8K +363 +3%
CAGAS
300
Capital Advisory Group Advisory Services
Minnesota
$919K +$6.19K +73 +0.6%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.