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Principal Financial Group

612 hedge funds and large institutions have $11.1B invested in Principal Financial Group in 2019 Q4 according to their latest regulatory filings, with 78 funds opening new positions, 196 increasing their positions, 228 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more call options, than puts

Call options by funds: $14.9M | Put options by funds: $5.55M

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

15% more first-time investments, than exits

New positions opened: 78 | Existing positions closed: 68

0.62% more ownership

Funds ownership: 71.92%72.54% (+0.62%)

0% less funds holding

Funds holding: 614612 (-2)

3% less capital invested

Capital invested by funds: $11.4B → $11.1B (-$362M)

14% less repeat investments, than reductions

Existing positions increased: 196 | Existing positions reduced: 228

Holders
612
Holders Change
-2
Holders Change %
-0.33%
% of All Funds
12.06%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
78
Increased
196
Reduced
228
Closed
68
Calls
$14.9M
Puts
$5.55M
Net Calls
+$9.39M
Net Calls Change
-$433K
Name Holding Trade Value Shares
Change
Change in
Stake
IG
276
ING Group
Netherlands
$974K +$83.9K +1,532 +9%
AI
277
Atria Investments
North Carolina
$952K -$261K -4,766 -22%
HB
278
Homrich & Berg
Georgia
$948K +$20.7K +379 +2%
NB
279
Norinchukin Bank
Japan
$941K -$175K -3,197 -16%
Massachusetts Financial Services
280
Massachusetts Financial Services
Massachusetts
$921K +$6.4K +117 +0.7%
COPPSERS
281
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$915K +$766 +14 +0.1%
SS
282
Simplicity Solutions
Minnesota
$892K +$437K +7,987 +97%
AIM
283
Achmea Investment Management
Netherlands
$888K
Creative Planning
284
Creative Planning
Kansas
$884K +$13.6K +248 +2%
SCM
285
Shelton Capital Management
Colorado
$863K
JFGIW
286
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$853K -$338K -6,180 -28%
CCM
287
Cadence Capital Management
Massachusetts
$848K +$131K +2,401 +18%
LIA
288
LS Investment Advisors
Michigan
$834K +$7.28K +133 +0.9%
UB
289
UMB Bank
Missouri
$812K -$20.7K -379 -3%
OTPPB
290
Ontario Teachers' Pension Plan Board
Ontario, Canada
$799K +$795K +14,524 New
LOAMS
291
Lombard Odier Asset Management (Switzerland)
Switzerland
$775K -$635K -11,609 -45%
TC
292
Trilogy Capital
California
$762K +$45.9K +838 +6%
Mariner
293
Mariner
Kansas
$762K +$56.4K +1,031 +8%
EOJOAM
294
E. Ohman J:or Asset Management
Sweden
$754K +$115K +2,100 +18%
BCM
295
Brookstone Capital Management
Illinois
$749K -$285K -5,211 -28%
MYLI
296
Meiji Yasuda Life Insurance
Japan
$747K +$55.9K +1,022 +8%
PA
297
PSI Advisors
Florida
$742K +$739K +13,506 New
RIG
298
Roosevelt Investment Group
New York
$741K
AWM
299
Adams Wealth Management
Utah
$740K +$737K +13,458 New
KRS
300
Kentucky Retirement Systems
Kentucky
$731K -$55 -1 -0%

PFG Hedge Fund Activity: Q4 2019 in Review

612 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2019, worth a combined $11.1B — down 3.2% from $11.4B a quarter earlier.

Buyers outnumbered sellers: 78 funds opened new PFG positions and 68 closed out — a net gain of 10 holders — while 196 added to existing stakes and 228 trimmed.

The largest buyer was BlackRock, adding an estimated $56.2M. The largest seller was Schroder Investment Management Group, cutting an estimated $34.6M.

  • 612 institutional investors held Principal Financial Group (PFG) as of Q4 2019, down from 614 in Q3 2019.
  • Funds reported $11.1B of Principal Financial Group stock for Q4 2019, down 3.2% quarter-over-quarter.
  • 78 funds opened new Principal Financial Group positions in Q4 2019 and 68 closed out, a net change of +10 holders.
  • The largest Principal Financial Group buyer in Q4 2019 was BlackRock, an estimated $56.2M added.
  • The largest Principal Financial Group seller in Q4 2019 was Schroder Investment Management Group, an estimated $34.6M sold.

Based on aggregated 13F filings for Q4 2019.