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Principal Financial Group
PFG

591 hedge funds and large institutions have $10.1B invested in Principal Financial Group in 2019 Q1 according to their latest regulatory filings, with 74 funds opening new positions, 185 increasing their positions, 215 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more first-time investments, than exits

New positions opened: 74 | Existing positions closed: 48

16% more capital invested

Capital invested by funds: $8.69B → $10.1B (+$1.43B)

3% more funds holding

Funds holding: 572 → 591 (+19)

1.47% more ownership

Funds ownership: 71.09% → 72.56% (+1.5%)

5% more call options, than puts

Call options by funds: $8.52M | Put options by funds: $8.07M

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

14% less repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 215

Holders
591
Holders Change
+19
Holders Change %
+3.32%
% of All Funds
12.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
74
Increased
185
Reduced
215
Closed
48
Calls
$8.52M
Puts
$8.07M
Net Calls
+$442K
Net Calls Change
+$493K

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$225M
2
O
OppenheimerFunds
New York
+$39.2M
3
First Trust Advisors
First Trust Advisors
Illinois
+$39M
4
SLAM
Swiss Life Asset Management
+$29M
5
Bank of New York Mellon
Bank of New York Mellon
New York
+$23.4M

Top Sellers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
-$130M
2
Wellington Management Group
Wellington Management Group
Massachusetts
-$60.6M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$31.2M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$28.9M
5
Nordea Investment Management
Nordea Investment Management
Sweden
-$28.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
RIG
276
Roosevelt Investment Group
New York
$676K -$4.71K -95 -0.7%
EHWM
277
Eads & Heald Wealth Management
Georgia
$669K +$33.6K +678 +5%
LOAMS
278
Lombard Odier Asset Management (Switzerland)
Switzerland
$663K +$655K +13,207 New
AIM
279
Achmea Investment Management
Netherlands
$658K +$452K +9,116 +228%
VAG
280
VisionPoint Advisory Group
Texas
$654K +$96.2K +1,941 +18%
VIA
281
Vident Investment Advisory
Georgia
$647K -$44.2K -891 -6%
ANRIA
282
American National Registered Investment Advisor
Texas
$638K -$2.83K -57 -0.4%
GIA
283
Gateway Investment Advisers
Ohio
$627K -$33.8K -682 -5%
MHS
284
M Holdings Securities
Oregon
$617K – – –
FAN
285
Financial Advisors Network
California
$603K +$206K +4,165 +55%
CIBC World Market
286
CIBC World Market
Ontario, Canada
$601K -$77.4K -1,562 -12%
IWA
287
IBEX Wealth Advisors
New Jersey
$601K +$594K +11,984 New
EOJOAM
288
E. Ohman J:or Asset Management
Sweden
$582K -$89.2K -1,800 -13%
AQA
289
Alpha Quant Advisors
Texas
$581K +$15.8K +318 +3%
Daiwa Securities Group
290
Daiwa Securities Group
Japan
$578K +$44.3K +893 +8%
TC
291
Trilogy Capital
California
$575K +$568K +11,460 New
KRS
292
Kentucky Retirement Systems
Kentucky
$568K -$6.64K -134 -1%
FNT
293
First National Trust
Pennsylvania
$544K -$258K -5,199 -32%
VFA
294
Voya Financial Advisors
Connecticut
$534K -$53.6K -1,082 -9%
FBFS
295
First Business Financial Services
Wisconsin
$533K -$11.1K -224 -2%
AP
296
Advisor Partners
California
$524K +$12.9K +261 +3%
HIC
297
Holderness Investments Company
North Carolina
$521K -$3.72K -75 -0.7%
OC
298
Oppenheimer & Co
New York
$521K +$5.85K +118 +1%
TRCT
299
Tower Research Capital (TRC)
New York
$519K +$492K +9,928 +2,410%
JT
300
Jump Trading
Illinois
$515K +$508K +10,256 New
10 11
12
13 14

PFG Hedge Fund Activity: Q1 2019 in Review

591 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2019, worth a combined $10.1B — up 16% from $8.69B a quarter earlier.

Buyers outnumbered sellers: 74 funds opened new PFG positions and 48 closed out — a net gain of 26 holders — while 185 added to existing stakes and 215 trimmed.

The largest buyer was BlackRock, adding an estimated $225M. The largest seller was JP Morgan Chase, cutting an estimated $130M.

  • 591 institutional investors held Principal Financial Group (PFG) as of Q1 2019, up from 572 in Q4 2018.
  • Funds reported $10.1B of Principal Financial Group stock for Q1 2019, up 16% quarter-over-quarter.
  • 74 funds opened new Principal Financial Group positions in Q1 2019 and 48 closed out, a net change of +26 holders.
  • The largest Principal Financial Group buyer in Q1 2019 was BlackRock, an estimated $225M added.
  • The largest Principal Financial Group seller in Q1 2019 was JP Morgan Chase, an estimated $130M sold.

Based on aggregated 13F filings for Q1 2019.