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Principal Financial Group

539 hedge funds and large institutions have $11.8B invested in Principal Financial Group in 2016 Q4 according to their latest regulatory filings, with 107 funds opening new positions, 172 increasing their positions, 161 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed

197% more first-time investments, than exits

New positions opened: 107 | Existing positions closed: 36

80% more call options, than puts

Call options by funds: $31.7M | Put options by funds: $17.7M

16% more capital invested

Capital invested by funds: $10.1B → $11.8B (+$1.63B)

13% more funds holding

Funds holding: 475539 (+64)

1.63% more ownership

Funds ownership: 68.95%70.58% (+1.6%)

7% more repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 161

22% less funds holding in top 10

Funds holding in top 10: 97 (-2)

Holders
539
Holders Change
+64
Holders Change %
+13.47%
% of All Funds
13.47%
Holding in Top 10
7
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-22.22%
% of All Funds
0.17%
New
107
Increased
172
Reduced
161
Closed
36
Calls
$31.7M
Puts
$17.7M
Net Calls
+$14.1M
Net Calls Change
+$9.31M
Name Holding Trade Value Shares
Change
Change in
Stake
LSERS
276
Louisiana State Employees Retirement System
Louisiana
$972K -$11.2K -200 -1%
DIA
277
Dean Investment Associates
Ohio
$937K -$59.1K -1,054 -6%
Mariner
278
Mariner
Kansas
$926K +$213K +3,805 +31%
JG
279
Jefferies Group
New York
$916K +$887K +15,834 New
HCM
280
Highbridge Capital Management
New York
$914K +$885K +15,792 New
JIP
281
Jaffetilchin Investment Partners
Florida
$896K +$641K +11,438 +282%
PG
282
PEAK6 Group
Illinois
$890K +$862K +15,380 New
COPPSERS
283
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$887K +$3.42K +61 +0.4%
IIM
284
Intact Investment Management
Quebec, Canada
$874K -$2.73M -48,800 -76%
ERSOT
285
Employees Retirement System of Texas
Texas
$868K
FI
286
FormulaFolio Investments
Michigan
$852K +$825K +14,732 New
GC
287
Gilbert & Cook
Iowa
$851K +$824K +14,702 New
CSS
288
Cubist Systematic Strategies
Connecticut
$842K +$815K +14,549 New
RIM
289
Rampart Investment Management
Connecticut
$839K -$2.63K -47 -0.3%
Natixis Advisors
290
Natixis Advisors
Massachusetts
$830K -$101K -1,801 -11%
EI
291
Elkhorn Investments
Illinois
$821K +$795K +14,185 New
TFA
292
Transamerica Financial Advisors
Florida
$806K +$3.53K +63 +0.5%
SGI
293
Summit Global Investments
Utah
$786K +$761K +13,581 New
Creative Planning
294
Creative Planning
Kansas
$781K +$73.7K +1,316 +11%
Rafferty Asset Management
295
Rafferty Asset Management
New York
$779K -$209K -3,738 -22%
OI
296
Oakbrook Investments
Illinois
$778K -$941K -16,800 -56%
LIA
297
LS Investment Advisors
Michigan
$745K +$7.79K +139 +1%
KeyBank National Association
298
KeyBank National Association
Ohio
$744K -$4.82K -86 -0.7%
Canada Pension Plan Investment Board
299
Canada Pension Plan Investment Board
Ontario, Canada
$711K -$2.38M -42,403 -78%
SIM
300
Sentry Investment Management
Wisconsin
$707K

PFG Hedge Fund Activity: Q4 2016 in Review

539 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q4 2016, worth a combined $11.8B — up 16% from $10.1B a quarter earlier.

Buyers outnumbered sellers: 107 funds opened new PFG positions and 36 closed out — a net gain of 71 holders — while 172 added to existing stakes and 161 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $408M. The largest seller was Harris Associates, cutting an estimated $408M.

  • 539 institutional investors held Principal Financial Group (PFG) as of Q4 2016, up from 475 in Q3 2016.
  • Funds reported $11.8B of Principal Financial Group stock for Q4 2016, up 16% quarter-over-quarter.
  • 107 funds opened new Principal Financial Group positions in Q4 2016 and 36 closed out, a net change of +71 holders.
  • The largest Principal Financial Group buyer in Q4 2016 was Capital Research Global Investors, an estimated $408M added.
  • The largest Principal Financial Group seller in Q4 2016 was Harris Associates, an estimated $408M sold.

Based on aggregated 13F filings for Q4 2016.