We are live on ! Find out more
PFG icon

Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
SIM
276
Sentry Investment Management
Wisconsin
$482K
WBC
277
Westpac Banking Corp
Australia
$479K -$3.23M -84,000 -87%
Natixis Advisors
278
Natixis Advisors
Massachusetts
$465K +$454K +11,795 New
Axa
279
Axa
France
$454K +$442K +11,500 New
CAM
280
Carret Asset Management
New York
$448K
TMAM
281
Tokio Marine Asset Management
Japan
$444K +$60.2K +1,565 +16%
NB
282
Nicolet Bankshares
Wisconsin
$439K +$83.1K +2,160 +24%
NMIMC
283
Northwestern Mutual Investment Management Company
Wisconsin
$409K +$500 +13 +0.1%
AB
284
Amalgamated Bank
New York
$409K +$107K +2,791 +37%
Stifel Financial
285
Stifel Financial
Missouri
$401K -$346K -8,997 -47%
M&T Bank
286
M&T Bank
New York
$396K -$1.99M -51,698 -84%
Squarepoint
287
Squarepoint
New York
$381K -$697K -18,103 -65%
Creative Planning
288
Creative Planning
Kansas
$381K +$15.2K +396 +4%
Macquarie Group
289
Macquarie Group
Australia
$371K
OMCS
290
Old Mutual Customised Solutions
South Africa
$371K
Nomura Holdings
291
Nomura Holdings
Japan
$369K +$33.7K +876 +10%
DekaBank Deutsche Girozentrale
292
DekaBank Deutsche Girozentrale
Germany
$351K -$288K -7,483 -46%
TCM
293
Tetrem Capital Management
Manitoba, Canada
$340K +$63.5K +1,650 +24%
VFA
294
Voya Financial Advisors
Connecticut
$340K +$329K +8,547 New
BF
295
BOK Financial
Oklahoma
$338K -$2.53M -65,862 -89%
ACM
296
Apex Capital Management
Ohio
$338K -$3.85K -100 -1%
Citadel Advisors
297
Citadel Advisors
Florida
$336K -$38.4M -997,366 -99%
HighTower Advisors
298
HighTower Advisors
Illinois
$335K -$164K -4,257 -34%
BA
299
Bridgewater Associates
Connecticut
$327K +$319K +8,300 New
CW
300
Cobiz Wealth
Colorado
$319K

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.