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Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
GDP
251
Great Diamond Partners
Maine
$1.48M +$1.21M +14,282 +255%
HIMCH
252
Hartford Investment Management Co (HIMCO)
Connecticut
$1.48M -$262K -3,085 -13%
EMPI
253
Elo Mutual Pension Insurance
Finland
$1.47M +$38.2K +450 +2%
LP
254
LMR Partners
United Kingdom
$1.46M -$1.75M -20,661 -51%
SMDAM
255
Sumitomo Mitsui DS Asset Management
Japan
$1.45M +$7.47K +88 +0.5%
DF
256
Donoghue Forlines
Massachusetts
$1.44M -$559K -6,590 -25%
VF
257
Vest Financial
Virginia
$1.43M +$1.64M +19,272 New
MSRPS
258
Maryland State Retirement & Pension System
Maryland
$1.43M
SAM
259
Securian Asset Management
Minnesota
$1.4M -$8.48K -100 -0.5%
MA
260
Montag & Associates
Georgia
$1.38M
Daiwa Securities Group
261
Daiwa Securities Group
Japan
$1.35M -$63.8K -752 -4%
Tudor Investment Corp
262
Tudor Investment Corp
Connecticut
$1.35M +$1.54M +18,105 New
FWP
263
FAS Wealth Partners
Kansas
$1.34M +$75.8K +893 +5%
TPA
264
Trivium Point Advisory
Connecticut
$1.34M +$66.8K +787 +5%
KRS
265
Kentucky Retirement Systems
Kentucky
$1.34M -$19.7K -232 -1%
KPWS
266
Kestra Private Wealth Services
Texas
$1.32M +$1.51M +17,788 New
GA
267
GoalVest Advisory
New York
$1.32M +$160K +1,882 +12%
Bank of Nova Scotia
268
Bank of Nova Scotia
Ontario, Canada
$1.3M -$471K -5,554 -24%
N
269
Natixis
France
$1.26M -$314K -3,695 -18%
OIA
270
OneDigital Investment Advisors
Kansas
$1.24M +$297K +3,500 +27%
GCA
271
Greenwood Capital Associates
South Carolina
$1.23M +$212K +2,497 +18%
GAM
272
Gotham Asset Management
New York
$1.23M +$258K +3,039 +22%
BPC
273
Banque Pictet & Cie
Switzerland
$1.23M -$472K -5,563 -25%
CGH
274
Crossmark Global Holdings
Texas
$1.21M -$102K -1,208 -7%
Nordea Investment Management
275
Nordea Investment Management
Sweden
$1.2M

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.