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Principal Financial Group

588 hedge funds and large institutions have $12B invested in Principal Financial Group in 2018 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 206 increasing their positions, 197 reducing their positions, and 68 closing their positions.

New
Increased
Maintained
Reduced
Closed

93% more call options, than puts

Call options by funds: $13.2M | Put options by funds: $6.85M

12% more capital invested

Capital invested by funds: $10.7B → $12B (+$1.25B)

1.06% more ownership

Funds ownership: 70.71%71.76% (+1.1%)

5% more repeat investments, than reductions

Existing positions increased: 206 | Existing positions reduced: 197

1% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 68

1% less funds holding

Funds holding: 596588 (-8)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
588
Holders Change
-8
Holders Change %
-1.34%
% of All Funds
13.44%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
69
Increased
206
Reduced
197
Closed
68
Calls
$13.2M
Puts
$6.85M
Net Calls
+$6.36M
Net Calls Change
-$40M
Name Holding Trade Value Shares
Change
Change in
Stake
Holocene Advisors
251
Holocene Advisors
New York
$1.25M +$651K +11,676 +121%
HW
252
Hancock Whitney
Mississippi
$1.22M +$1.16M +20,863 New
CWM
253
Cornerstone Wealth Management
Missouri
$1.21M +$2.13M +38,194 +90%
NAM
254
Nissay Asset Management
Japan
$1.21M +$28.3K +508 +3%
NB
255
Norinchukin Bank
Japan
$1.2M +$131K +2,348 +13%
SMDAM
256
Sumitomo Mitsui DS Asset Management
Japan
$1.19M +$8.64K +155 +0.8%
SDIC
257
South Dakota Investment Council
South Dakota
$1.17M
W
258
Wealthfront
California
$1.17M +$431K +7,731 +63%
RT
259
Rockland Trust
Massachusetts
$1.16M +$35.8K +642 +3%
SAM
260
Shell Asset Management
Netherlands
$1.15M -$120K -2,157 -10%
UA
261
Unison Advisors
District of Columbia
$1.13M +$10.1K +182 +1%
PT
262
Plimoth Trust
Massachusetts
$1.08M +$112K +2,005 +12%
Neuberger Berman Group
263
Neuberger Berman Group
New York
$1.06M -$32.8K -589 -3%
ACS
264
Archford Capital Strategies
Illinois
$1.03M -$22.8K -409 -2%
WBC
265
Westpac Banking Corp
Australia
$1.03M
Massachusetts Financial Services
266
Massachusetts Financial Services
Massachusetts
$968K +$14K +251 +2%
WAM
267
World Asset Management
Michigan
$960K -$1.5K -27 -0.2%
II
268
IFM Investors
Australia
$956K +$117K +2,103 +15%
FDS
269
Freedom Day Solutions
Texas
$932K +$2.12K +38 +0.2%
TSS
270
Two Sigma Securities
New York
$921K +$403K +7,228 +85%
SCM
271
Shelton Capital Management
Colorado
$919K
LSERS
272
Louisiana State Employees Retirement System
Louisiana
$908K -$11.1K -200 -1%
ZIG
273
Zurich Insurance Group
Switzerland
$902K
HB
274
Homrich & Berg
Georgia
$869K +$71.3K +1,280 +9%
Stifel Financial
275
Stifel Financial
Missouri
$861K -$191K -3,428 -19%

PFG Hedge Fund Activity: Q3 2018 in Review

588 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2018, worth a combined $12B — up 12% from $10.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new PFG positions and 68 closed out — a net gain of 1 holder — while 206 added to existing stakes and 197 trimmed.

The largest buyer was Capital World Investors, opening a new position worth an estimated $134M. The largest seller was JP Morgan Chase, cutting an estimated $67.6M.

  • 588 institutional investors held Principal Financial Group (PFG) as of Q3 2018, down from 596 in Q2 2018.
  • Funds reported $12B of Principal Financial Group stock for Q3 2018, up 12% quarter-over-quarter.
  • 69 funds opened new Principal Financial Group positions in Q3 2018 and 68 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2018 was Capital World Investors, an estimated $134M added.
  • The largest Principal Financial Group seller in Q3 2018 was JP Morgan Chase, an estimated $67.6M sold.

Based on aggregated 13F filings for Q3 2018.