We are live on ! Find out more
PFG icon

Principal Financial Group

414 hedge funds and large institutions have $10.3B invested in Principal Financial Group in 2015 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 148 increasing their positions, 149 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

129% more call options, than puts

Call options by funds: $7.94M | Put options by funds: $3.47M

0.7% more ownership

Funds ownership: 67.82%68.52% (+0.7%)

0% more capital invested

Capital invested by funds: $10.3B → $10.3B (+$20.7M)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

1% less repeat investments, than reductions

Existing positions increased: 148 | Existing positions reduced: 149

4% less funds holding

Funds holding: 431414 (-17)

22% less first-time investments, than exits

New positions opened: 35 | Existing positions closed: 45

Holders
414
Holders Change
-17
Holders Change %
-3.94%
% of All Funds
11.03%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.11%
New
35
Increased
148
Reduced
149
Closed
45
Calls
$7.94M
Puts
$3.47M
Net Calls
+$4.47M
Net Calls Change
+$3.71M
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
251
Calvert Investment Management
Maryland
$617K +$59.1K +1,177 +11%
HIC
252
Holderness Investments Company
North Carolina
$604K
DL
253
Delta Lloyd
Netherlands
$596K
OMCS
254
Old Mutual Customised Solutions
South Africa
$596K +$50.3K +1,000 +9%
BA
255
BlackRock Advisors
Delaware
$582K +$1.91K +38 +0.3%
Nordea Investment Management
256
Nordea Investment Management
Sweden
$581K +$108K +2,143 +23%
CBOA
257
Commonwealth Bank of Australia
Australia
$573K -$317K -6,300 -36%
CC
258
Cipher Capital
New York
$570K +$76.6K +1,525 +16%
VIM
259
Veritas Investment Management
United Kingdom
$557K +$545K +10,845 New
HighTower Advisors
260
HighTower Advisors
Illinois
$555K +$25.7K +512 +5%
TFA
261
Toth Financial Advisory
Virginia
$550K +$101 +2 +0%
LIA
262
LS Investment Advisors
Michigan
$547K +$110K +2,198 +26%
CHAM
263
Clear Harbor Asset Management
Connecticut
$537K
Cambridge Investment Research Advisors
264
Cambridge Investment Research Advisors
Iowa
$533K +$58.5K +1,165 +13%
FHC
265
First Houston Capital
Texas
$519K
S
266
SignatureFD
Georgia
$518K -$4.87K -97 -1%
NMIMC
267
Northwestern Mutual Investment Management Company
Wisconsin
$512K +$501K +9,970 New
PI
268
PineBridge Investments
New York
$511K +$427K +8,503 +593%
LOAMS
269
Lombard Odier Asset Management (Switzerland)
Switzerland
$507K +$491K +9,780 New
JIC
270
Johnson Investment Counsel
Ohio
$502K
MYLI
271
Meiji Yasuda Life Insurance
Japan
$489K +$13.6K +270 +3%
Macquarie Group
272
Macquarie Group
Australia
$483K
ANTB
273
AMG National Trust Bank
Colorado
$482K
Nomura Holdings
274
Nomura Holdings
Japan
$481K -$1.15M -22,967 -71%
AB
275
Amalgamated Bank
New York
$475K +$115K +2,289 +33%

PFG Hedge Fund Activity: Q1 2015 in Review

414 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2015, worth a combined $10.3B — up 0.2% from $10.3B a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of PFG and 35 opened new positions — a net loss of 10 holders — while 149 trimmed existing stakes and 148 added.

The largest buyer was Fidelity Investments, adding an estimated $74.7M. The largest seller was 1832 Asset Management, cutting an estimated $66.2M.

  • 414 institutional investors held Principal Financial Group (PFG) as of Q1 2015, down from 431 in Q4 2014.
  • Funds reported $10.3B of Principal Financial Group stock for Q1 2015, up 0.2% quarter-over-quarter.
  • 35 funds opened new Principal Financial Group positions in Q1 2015 and 45 closed out, a net change of -10 holders.
  • The largest Principal Financial Group buyer in Q1 2015 was Fidelity Investments, an estimated $74.7M added.
  • The largest Principal Financial Group seller in Q1 2015 was 1832 Asset Management, an estimated $66.2M sold.

Based on aggregated 13F filings for Q1 2015.