We are live on ! Find out more
PFG icon

Principal Financial Group

743 hedge funds and large institutions have $13.5B invested in Principal Financial Group in 2023 Q1 according to their latest regulatory filings, with 71 funds opening new positions, 279 increasing their positions, 246 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more call options, than puts

Call options by funds: $22.6M | Put options by funds: $14.5M

13% more repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 246

0.43% more ownership

Funds ownership: 75.48%75.91% (+0.43%)

5% less funds holding

Funds holding: 783743 (-40)

11% less capital invested

Capital invested by funds: $15.2B → $13.5B (-$1.72B)

24% less first-time investments, than exits

New positions opened: 71 | Existing positions closed: 94

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
743
Holders Change
-40
Holders Change %
-5.11%
% of All Funds
11.84%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
71
Increased
279
Reduced
246
Closed
94
Calls
$22.6M
Puts
$14.5M
Net Calls
+$8.04M
Net Calls Change
-$1.93M
Name Holding Trade Value Shares
Change
Change in
Stake
AG
226
Ascent Group
Virginia
$1.94M +$253K +2,977 +13%
LS
227
Livforsakringsbolaget Skandia
Sweden
$1.93M
Mariner
228
Mariner
Kansas
$1.91M +$111K +1,309 +5%
CS
229
Candriam SCA
Luxembourg
$1.9M -$515K -6,069 -18%
IMCOOI
230
Investment Management Corp of Ontario (IMCO)
Canada
$1.9M +$800K +9,430 +59%
HWM
231
Hohimer Wealth Management
Washington
$1.86M +$1.75M +20,675 +477%
IMRF
232
Illinois Municipal Retirement Fund
Illinois
$1.83M
CAN
233
Cetera Advisor Networks
California
$1.82M -$25K -295 -1%
OTPPB
234
Ontario Teachers' Pension Plan Board
Ontario, Canada
$1.81M -$72.6K -856 -3%
VPIM
235
Vanguard Personalized Indexing Management
California
$1.81M +$410K +4,833 +25%
WCBA
236
Weaver C. Barksdale & Associates
Tennessee
$1.79M -$99.9K -1,178 -5%
Stifel Financial
237
Stifel Financial
Missouri
$1.79M +$136K +1,603 +7%
WBC
238
Westpac Banking Corp
Australia
$1.76M
ONB
239
Old National Bancorp
Indiana
$1.76M -$1.12M -13,243 -36%
CI
240
Conning Inc
Connecticut
$1.71M +$83.7K +986 +4%
Truist Financial
241
Truist Financial
North Carolina
$1.71M -$478K -5,632 -20%
CM
242
Columbus Macro
Pennsylvania
$1.7M -$26.4K -311 -1%
Allspring Global Investments
243
Allspring Global Investments
North Carolina
$1.68M +$691K +8,143 +56%
M&T Bank
244
M&T Bank
New York
$1.68M +$123K +1,445 +7%
Janney Montgomery Scott
245
Janney Montgomery Scott
Pennsylvania
$1.68M -$189K -2,232 -9%
Creative Planning
246
Creative Planning
Kansas
$1.65M +$36.9K +435 +2%
TRSOTSOK
247
Teachers Retirement System of the State of Kentucky
Kentucky
$1.64M
BCIM
248
British Columbia Investment Management
British Columbia, Canada
$1.62M -$24.2K -285 -1%
Northwestern Mutual Wealth Management
249
Northwestern Mutual Wealth Management
Wisconsin
$1.54M +$27.8K +328 +2%
TI
250
Tidal Investments
Wisconsin
$1.52M +$550K +6,480 +47%

PFG Hedge Fund Activity: Q1 2023 in Review

743 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2023, worth a combined $13.5B — down 11% from $15.2B a quarter earlier.

Sellers outnumbered buyers: 94 funds closed out of PFG and 71 opened new positions — a net loss of 23 holders — while 246 trimmed existing stakes and 279 added.

The largest buyer was Envestnet Asset Management, adding an estimated $316M. The largest seller was Charles Schwab, cutting an estimated $308M.

  • 743 institutional investors held Principal Financial Group (PFG) as of Q1 2023, down from 783 in Q4 2022.
  • Funds reported $13.5B of Principal Financial Group stock for Q1 2023, down 11% quarter-over-quarter.
  • 71 funds opened new Principal Financial Group positions in Q1 2023 and 94 closed out, a net change of -23 holders.
  • The largest Principal Financial Group buyer in Q1 2023 was Envestnet Asset Management, an estimated $316M added.
  • The largest Principal Financial Group seller in Q1 2023 was Charles Schwab, an estimated $308M sold.

Based on aggregated 13F filings for Q1 2023.