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Principal Financial Group

568 hedge funds and large institutions have $7.81B invested in Principal Financial Group in 2020 Q3 according to their latest regulatory filings, with 60 funds opening new positions, 187 increasing their positions, 199 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

44% more call options, than puts

Call options by funds: $17.4M | Put options by funds: $12.1M

7% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 56

0% less funds holding

Funds holding: 569568 (-1)

0.63% less ownership

Funds ownership: 71.25%70.62% (-0.63%)

4% less capital invested

Capital invested by funds: $8.1B → $7.81B (-$293M)

6% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 199

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
568
Holders Change
-1
Holders Change %
-0.18%
% of All Funds
11.46%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
60
Increased
187
Reduced
199
Closed
56
Calls
$17.4M
Puts
$12.1M
Net Calls
+$5.31M
Net Calls Change
+$5.37M
Name Holding Trade Value Shares
Change
Change in
Stake
Neuberger Berman Group
226
Neuberger Berman Group
New York
$1.31M +$1.14M +26,642 +432%
Connor, Clark & Lunn Investment Management (CC&L)
227
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$1.26M +$1.33M +31,227 New
TCM
228
Twin Capital Management
Pennsylvania
$1.24M +$908K +21,305 +223%
Public Sector Pension Investment Board (PSP Investments)
229
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.24M +$269K +6,300 +26%
SMDAM
230
Sumitomo Mitsui DS Asset Management
Japan
$1.21M -$372K -8,738 -22%
HIMCH
231
Hartford Investment Management Co (HIMCO)
Connecticut
$1.18M -$43.5K -1,021 -3%
SS
232
Simplicity Solutions
Minnesota
$1.16M -$239K -5,611 -16%
RJA
233
Raymond James & Associates
Florida
$1.15M -$453K -10,625 -27%
DF
234
Donoghue Forlines
Massachusetts
$1.15M +$1.22M +28,666 New
N
235
Natixis
France
$1.14M -$3.08M -72,223 -72%
PAM
236
Premier Asset Management
Illinois
$1.14M +$537K +12,610 +80%
MA
237
Montag & Associates
Georgia
$1.14M -$139K -3,250 -10%
NAM
238
Nissay Asset Management
Japan
$1.14M +$22.7K +532 +2%
HWM
239
Hohimer Wealth Management
Washington
$1.13M -$709K -16,624 -38%
GRP
240
Global Retirement Partners
California
$1.12M
Voloridge Investment Management
241
Voloridge Investment Management
Florida
$1.11M +$1.18M +27,608 New
UIM
242
USS Investment Management
United Kingdom
$1.1M
MCAI
243
Members Capital Advisors Inc
Wisconsin
$1.09M +$1.16M +27,122 New
Susquehanna International Group
244
Susquehanna International Group
Pennsylvania
$1.09M -$486K -11,391 -30%
DCM
245
Dupont Capital Management
Delaware
$1.09M -$658K -15,427 -36%
UCFA
246
United Capital Financial Advisors
Texas
$1.06M -$93K -2,183 -8%
PAM
247
Panagora Asset Management
Massachusetts
$1.05M
B
248
BP
United Kingdom
$1.03M -$89.5K -2,100 -8%
Northwestern Mutual Wealth Management
249
Northwestern Mutual Wealth Management
Wisconsin
$1M +$99.1K +2,324 +10%
RT
250
Rockland Trust
Massachusetts
$993K -$102K -2,383 -9%

PFG Hedge Fund Activity: Q3 2020 in Review

568 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2020, worth a combined $7.81B — down 3.6% from $8.1B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new PFG positions and 56 closed out — a net gain of 4 holders — while 187 added to existing stakes and 199 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $71.3M. The largest seller was Invesco, cutting an estimated $51.6M.

  • 568 institutional investors held Principal Financial Group (PFG) as of Q3 2020, down from 569 in Q2 2020.
  • Funds reported $7.81B of Principal Financial Group stock for Q3 2020, down 3.6% quarter-over-quarter.
  • 60 funds opened new Principal Financial Group positions in Q3 2020 and 56 closed out, a net change of +4 holders.
  • The largest Principal Financial Group buyer in Q3 2020 was Arrowstreet Capital, an estimated $71.3M added.
  • The largest Principal Financial Group seller in Q3 2020 was Invesco, an estimated $51.6M sold.

Based on aggregated 13F filings for Q3 2020.