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Principal Financial Group

559 hedge funds and large institutions have $13B invested in Principal Financial Group in 2017 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 216 increasing their positions, 177 reducing their positions, and 46 closing their positions.

New
Increased
Maintained
Reduced
Closed

160% more call options, than puts

Call options by funds: $14.2M | Put options by funds: $5.47M

22% more repeat investments, than reductions

Existing positions increased: 216 | Existing positions reduced: 177

2% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 46

1% more capital invested

Capital invested by funds: $12.8B → $13B (+$122M)

0.2% more ownership

Funds ownership: 69.5%69.7% (+0.2%)

1% less funds holding

Funds holding: 566559 (-7)

20% less funds holding in top 10

Funds holding in top 10: 108 (-2)

Holders
559
Holders Change
-7
Holders Change %
-1.24%
% of All Funds
13.94%
Holding in Top 10
8
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-20%
% of All Funds
0.2%
New
47
Increased
216
Reduced
177
Closed
46
Calls
$14.2M
Puts
$5.47M
Net Calls
+$8.76M
Net Calls Change
-$8.17M
Name Holding Trade Value Shares
Change
Change in
Stake
Alyeska Investment Group
226
Alyeska Investment Group
Illinois
$2.04M +$2.04M +31,657 New
B
227
BP
United Kingdom
$2M
Public Sector Pension Investment Board (PSP Investments)
228
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$1.97M +$25.8K +401 +1%
AB
229
Amalgamated Bank
New York
$1.97M +$38.9K +604 +2%
OSNBOA
230
Old Second National Bank of Aurora
Illinois
$1.95M -$9.91K -154 -0.5%
Thrivent Financial for Lutherans
231
Thrivent Financial for Lutherans
Minnesota
$1.93M +$1.27M +19,777 +193%
TRSOTSOK
232
Teachers Retirement System of the State of Kentucky
Kentucky
$1.93M -$14.5M -224,900 -88%
QC
233
Quadrature Capital
United Kingdom
$1.87M +$1.87M +29,039 New
DekaBank Deutsche Girozentrale
234
DekaBank Deutsche Girozentrale
Germany
$1.83M -$94.7K -1,472 -5%
AIA
235
Affinity Investment Advisors
California
$1.81M -$313K -4,870 -15%
CGH
236
Crossmark Global Holdings
Texas
$1.78M +$1.78M +27,615 New
BTS
237
BB&T Securities
Virginia
$1.76M +$174K +2,708 +11%
SAM
238
Securian Asset Management
Minnesota
$1.73M +$5.21K +81 +0.3%
WCBA
239
Weaver C. Barksdale & Associates
Tennessee
$1.71M -$3.86K -60 -0.2%
CIP
240
Convergence Investment Partners
Florida
$1.69M -$7.91K -123 -0.5%
CIBC Asset Management
241
CIBC Asset Management
Ontario, Canada
$1.66M +$17.2K +267 +1%
Janney Montgomery Scott
242
Janney Montgomery Scott
Pennsylvania
$1.65M +$215K +3,335 +15%
Stifel Financial
243
Stifel Financial
Missouri
$1.64M -$159K -2,468 -9%
NMERB
244
New Mexico Educational Retirement Board
New Mexico
$1.6M
DIA
245
Dean Investment Associates
Ohio
$1.58M +$1M +15,620 +175%
MF
246
Magnetar Financial
Illinois
$1.54M -$1.9M -29,474 -55%
WAM
247
World Asset Management
Michigan
$1.54M -$13.6K -212 -0.9%
BVDMP
248
Bedrijfstakpensioenfonds Voor De Media PNO
Netherlands
$1.52M
SLAM
249
Swiss Life Asset Management
$1.51M +$555K +8,622 +58%
Verition Fund Management
250
Verition Fund Management
Connecticut
$1.5M +$963K +14,971 +178%

PFG Hedge Fund Activity: Q3 2017 in Review

559 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q3 2017, worth a combined $13B — up 0.95% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new PFG positions and 46 closed out — a net gain of 1 holder — while 216 added to existing stakes and 177 trimmed.

The largest buyer was BlackRock, adding an estimated $88M. The largest seller was Bank of New York Mellon, cutting an estimated $111M.

  • 559 institutional investors held Principal Financial Group (PFG) as of Q3 2017, down from 566 in Q2 2017.
  • Funds reported $13B of Principal Financial Group stock for Q3 2017, up 0.95% quarter-over-quarter.
  • 47 funds opened new Principal Financial Group positions in Q3 2017 and 46 closed out, a net change of +1 holder.
  • The largest Principal Financial Group buyer in Q3 2017 was BlackRock, an estimated $88M added.
  • The largest Principal Financial Group seller in Q3 2017 was Bank of New York Mellon, an estimated $111M sold.

Based on aggregated 13F filings for Q3 2017.