We are live on ! Find out more
PFG icon

Principal Financial Group

456 hedge funds and large institutions have $7.68B invested in Principal Financial Group in 2016 Q1 according to their latest regulatory filings, with 53 funds opening new positions, 185 increasing their positions, 147 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more call options, than puts

Call options by funds: $12.9M | Put options by funds: $6.75M

26% more repeat investments, than reductions

Existing positions increased: 185 | Existing positions reduced: 147

0.48% more ownership

Funds ownership: 68.03%68.5% (+0.48%)

4% less first-time investments, than exits

New positions opened: 53 | Existing positions closed: 55

1% less funds holding

Funds holding: 461456 (-5)

14% less capital invested

Capital invested by funds: $8.94B → $7.68B (-$1.26B)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

Holders
456
Holders Change
-5
Holders Change %
-1.08%
% of All Funds
12.15%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
53
Increased
185
Reduced
147
Closed
55
Calls
$12.9M
Puts
$6.75M
Net Calls
+$6.2M
Net Calls Change
-$4.4M
Name Holding Trade Value Shares
Change
Change in
Stake
SLAM
226
Swiss Life Asset Management
$1.01M +$981K +25,509 New
KRS
227
Kentucky Retirement Systems
Kentucky
$983K +$163K +4,238 +20%
CPIM
228
Columbia Partners Investment Management
Virginia
$954K +$931K +24,202 New
Commonwealth Equity Services
229
Commonwealth Equity Services
Massachusetts
$952K -$38.4K -999 -4%
CIP
230
Convergence Investment Partners
Florida
$951K -$2.25M -58,452 -71%
Federated Hermes
231
Federated Hermes
Pennsylvania
$922K -$6.52M -169,379 -88%
CIM
232
Calvert Investment Management
Maryland
$917K +$168K +4,366 +23%
UB
233
UMB Bank
Missouri
$912K -$19.2K -500 -2%
CCM
234
Canal Capital Management
Virginia
$878K -$45.9K -1,192 -5%
FHC
235
First Houston Capital
Texas
$874K -$92.3K -2,400 -10%
JG
236
Jefferies Group
New York
$867K -$156K -4,056 -16%
SG Americas Securities
237
SG Americas Securities
New York
$867K +$732K +19,013 +640%
SMDAM
238
Sumitomo Mitsui DS Asset Management
Japan
$851K +$6.96K +181 +0.8%
SOADOR
239
State of Alaska Department of Revenue
Alaska
$841K +$181K +4,710 +28%
CIBC World Market
240
CIBC World Market
Ontario, Canada
$835K -$43.4K -1,129 -5%
ERSOT
241
Employees Retirement System of Texas
Texas
$828K
DL
242
Delta Lloyd
Netherlands
$817K
LMGAM
243
Liberty Mutual Group Asset Management
Massachusetts
$813K +$175K +4,540 +28%
COPPSERS
244
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$794K +$90K +2,338 +13%
Verition Fund Management
245
Verition Fund Management
Connecticut
$777K +$758K +19,696 New
DIP
246
DT Investment Partners
Pennsylvania
$760K +$741K +19,261 New
TFA
247
Transamerica Financial Advisors
Florida
$754K +$103K +2,681 +16%
TG
248
TCW Group
California
$750K +$5.77K +150 +0.8%
HWP
249
Hefty Wealth Partners
Indiana
$744K +$123K +3,188 +20%
Truist Financial
250
Truist Financial
North Carolina
$723K -$328K -8,521 -32%

PFG Hedge Fund Activity: Q1 2016 in Review

456 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Principal Financial Group (PFG) for Q1 2016, worth a combined $7.68B — down 14% from $8.94B a quarter earlier.

Sellers outnumbered buyers: 55 funds closed out of PFG and 53 opened new positions — a net loss of 2 holders — while 147 trimmed existing stakes and 185 added.

The largest buyer was Royal London Asset Management, adding an estimated $106M. The largest seller was Wellington Management Group, cutting an estimated $106M.

  • 456 institutional investors held Principal Financial Group (PFG) as of Q1 2016, down from 461 in Q4 2015.
  • Funds reported $7.68B of Principal Financial Group stock for Q1 2016, down 14% quarter-over-quarter.
  • 53 funds opened new Principal Financial Group positions in Q1 2016 and 55 closed out, a net change of -2 holders.
  • The largest Principal Financial Group buyer in Q1 2016 was Royal London Asset Management, an estimated $106M added.
  • The largest Principal Financial Group seller in Q1 2016 was Wellington Management Group, an estimated $106M sold.

Based on aggregated 13F filings for Q1 2016.