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Principal Financial Group

348 hedge funds and large institutions have $8.32B invested in Principal Financial Group in 2013 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 116 increasing their positions, 131 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 50 | Existing positions closed: 28

58% more call options, than puts

Call options by funds: $16.6M | Put options by funds: $10.5M

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

12% more capital invested

Capital invested by funds: $7.44B → $8.32B (+$887M)

6% more funds holding

Funds holding: 329348 (+19)

1.52% less ownership

Funds ownership: 67.72%66.2% (-1.5%)

11% less repeat investments, than reductions

Existing positions increased: 116 | Existing positions reduced: 131

Holders
348
Holders Change
+19
Holders Change %
+5.78%
% of All Funds
11.28%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
50
Increased
116
Reduced
131
Closed
28
Calls
$16.6M
Puts
$10.5M
Net Calls
+$6.09M
Net Calls Change
-$3.4M
Name Holding Trade Value Shares
Change
Change in
Stake
VKH
226
Virtu KCG Holdings
New York
$704K +$686K +16,445 New
Mirae Asset Global Investments
227
Mirae Asset Global Investments
South Korea
$590K -$107K -2,562 -16%
LPL Financial
228
LPL Financial
California
$557K +$197K +4,725 +60%
Commonwealth Equity Services
229
Commonwealth Equity Services
Massachusetts
$551K +$146K +3,500 +37%
CC
230
ClearArc Capital
Ohio
$539K -$54K -1,295 -9%
VIM
231
Veritas Investment Management
United Kingdom
$528K +$356K +8,537 +223%
SCM
232
Stux Capital Management
New York
$527K +$513K +12,300 New
Two Sigma Advisers
233
Two Sigma Advisers
New York
$519K +$506K +12,134 New
AIM
234
abrdn Investment Management
United Kingdom
$502K -$8.88K -213 -2%
SIM
235
Sentry Investment Management
Wisconsin
$497K
TRCT
236
Tower Research Capital (TRC)
New York
$485K +$473K +11,340 New
MYLI
237
Meiji Yasuda Life Insurance
Japan
$473K -$1.14M -27,439 -71%
OMCS
238
Old Mutual Customised Solutions
South Africa
$467K
Rafferty Asset Management
239
Rafferty Asset Management
New York
$466K -$192K -4,615 -30%
PI
240
Putnam Investments
Massachusetts
$462K +$11.7K +281 +3%
Fifth Third Bancorp
241
Fifth Third Bancorp
Ohio
$460K -$28.6K -687 -6%
CHAM
242
Clear Harbor Asset Management
Connecticut
$447K
TFA
243
Toth Financial Advisory
Virginia
$445K +$9.17K +220 +2%
MGIA
244
Moneta Group Investment Advisors
Missouri
$438K +$18.8K +450 +5%
EAM
245
EULAV Asset Management
Florida
$428K +$417K +10,000 New
KRSITF
246
Kentucky Retirement Systems Insurance Trust Fund
Kentucky
$418K +$407K +9,753 New
JIC
247
Johnson Investment Counsel
Ohio
$403K -$12.5K -300 -3%
S
248
SignatureFD
Georgia
$398K
MERSOM
249
Municipal Employees' Retirement System of Michigan
Michigan
$398K +$388K +9,300 New
CIBC World Market
250
CIBC World Market
Ontario, Canada
$384K +$57.2K +1,371 +18%