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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Foundation Advisors
1
First Foundation Advisors
California
$8.94M -$1.12M -115,636 -11%
Horizon Kinetics
2
Horizon Kinetics
New York
$2.98M -$45.6K -4,701 -2%
Advisor Group
3
Advisor Group
Arizona
$2.56M +$2.56M +263,542 New
National Planning Corporation
4
National Planning Corporation
California
$2.01M +$1.63M +168,116 +543%
Guggenheim Capital
5
Guggenheim Capital
Illinois
$955K -$339K -34,873 -26%
UBS Group
6
UBS Group
Switzerland
$717K -$317K -32,667 -31%
Bessemer Group
7
Bessemer Group
New Jersey
$458K +$431K +44,365 +1,602%
Stifel Financial
8
Stifel Financial
Missouri
$243K -$181K -18,690 -43%
Morgan Stanley
9
Morgan Stanley
New York
$241K +$120K +12,359 +100%
Robinson Capital Management
10
Robinson Capital Management
Michigan
$239K +$239K +24,587 New
MSI Financial Services
11
MSI Financial Services
Massachusetts
$229K – – –
Ladenburg Thalmann Financial Services
12
Ladenburg Thalmann Financial Services
Florida
$177K +$177K +18,224 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$120K – – –
Wells Fargo
14
Wells Fargo
California
$88K -$36K -3,706 -29%
Parkside Financial Bank & Trust
15
Parkside Financial Bank & Trust
Missouri
$40K +$39.5K +4,069 New
North Star Investment Management
16
North Star Investment Management
Illinois
$34K +$34K +3,500 New
Bank of America
17
Bank of America
North Carolina
$31K – – –
IFP Advisors
18
IFP Advisors
Florida
$31K +$30.7K +3,160 New
WealthPLAN Partners
19
WealthPLAN Partners
Nebraska
$19.5K +$38.8K +4,000 New
Next Financial Group
20
Next Financial Group
Texas
$6K – – –
American International Group
21
American International Group
New York
– -$2.54M -267,672 Closed
Edge Wealth Management
22
Edge Wealth Management
New York
– -$165K -17,300 Closed
LPL Financial
23
LPL Financial
California
– -$168K -17,077 Closed
Thomas J. Herzfeld Advisors
24
Thomas J. Herzfeld Advisors
Florida
– -$41K -4,309 Closed
Creative Planning
25
Creative Planning
Kansas
– -$28K -3,001 Closed