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PCM

PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$9.81M -$245K -26,997 -3%
HK
2
Horizon Kinetics
New York
$2.94M +$47.1K +5,183 +2%
AIG
3
American International Group
New York
$2.54M +$1.09K +120 +0%
GC
4
Guggenheim Capital
Illinois
$1.27M -$31K -3,414 -3%
UBS Group
5
UBS Group
Switzerland
$1.01M +$898K +98,876 +1,308%
Stifel Financial
6
Stifel Financial
Missouri
$414K +$397K +43,717 New
NPC
7
National Planning Corporation
California
$302K +$74.9K +8,249 +36%
MFS
8
MSI Financial Services
Massachusetts
$223K +$63.9K +7,030 +42%
LPL Financial
9
LPL Financial
California
$168K +$155K +17,077 New
EWM
10
Edge Wealth Management
New York
$165K +$90.6K +9,975 +136%
Wells Fargo
11
Wells Fargo
California
$120K +$51.8K +5,700 +81%
Morgan Stanley
12
Morgan Stanley
New York
$117K -$44.4K -4,885 -28%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$116K +$3.42K +376 +3%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$41K
Bank of America
15
Bank of America
North Carolina
$30K -$31.1K -3,428 -52%
Creative Planning
16
Creative Planning
Kansas
$28K
Bessemer Group
17
Bessemer Group
New Jersey
$26K +$25.2K +2,769 New
NFG
18
Next Financial Group
Texas
$5K
Citigroup
19
Citigroup
New York
$5K +$4.36K +480 +1,171%
Barclays
20
Barclays
United Kingdom
$2K +$2.09K +230 New
TRCT
21
Tower Research Capital (TRC)
New York
$1K +$618 +68 New
MIG
22
Mariner Investment Group
New York
-$452K -48,950 Closed
Squarepoint
23
Squarepoint
New York
-$122K -13,200 Closed
SG Americas Securities
24
SG Americas Securities
New York
-$121K -13,068 Closed
BCA
25
Benchmark Capital Advisors
New York
-$115K -12,400 Closed