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PCM

PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$9.34M +$616K +63,463 +7%
HK
2
Horizon Kinetics
New York
$3.13M -$468K -48,145 -13%
AIG
3
American International Group
New York
$2.55M +$57.4K +5,910 +2%
GC
4
Guggenheim Capital
Illinois
$1.35M -$43.6K -4,486 -3%
MIG
5
Mariner Investment Group
New York
$696K +$36.9K +3,801 +5%
NPC
6
National Planning Corporation
California
$226K -$33.9K -3,490 -13%
Morgan Stanley
7
Morgan Stanley
New York
$167K -$51.6K -5,308 -23%
MFS
8
MSI Financial Services
Massachusetts
$134K
BCA
9
Benchmark Capital Advisors
New York
$118K
UBS Group
10
UBS Group
Switzerland
$75K +$8.75K +901 +13%
Wells Fargo
11
Wells Fargo
California
$70K +$32.4K +3,338 +84%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$65K +$37.3K +3,839 +128%
Bank of America
13
Bank of America
North Carolina
$59K
EWM
14
Edge Wealth Management
New York
$48K
Creative Planning
15
Creative Planning
Kansas
$29K +$29.1K +3,001 New
TRCT
16
Tower Research Capital (TRC)
New York
$18K +$3.9K +402 +28%
WCM
17
Windsor Capital Management
Arizona
$12K +$12.6K +1,300 New
Citigroup
18
Citigroup
New York
$8K +$8.26K +850 New
SC
19
Saturna Capital
Washington
$5K
IWMPD
20
Integrated Wealth Management (Palm Desert)
California
$3K
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
-$289K -28,800 Closed
DA
22
Doliver Advisors
Texas
-$135K -13,424 Closed
VKH
23
Virtu KCG Holdings
New York
-$126K -12,564 Closed
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
-$103K -10,293 Closed
US Bancorp
25
US Bancorp
Minnesota
-$70K -7,000 Closed