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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Landscape Capital Management
1
Landscape Capital Management
New Jersey
$1.57M +$1.61M +242,269 New
Financial Advocates Investment Management
2
Financial Advocates Investment Management
Washington
$1.42M +$25.9K +3,908 +2%
Arlington Capital Management
3
Arlington Capital Management
Illinois
$651K +$669K +100,797 New
NewEdge Advisors
4
NewEdge Advisors
Louisiana
$629K -$27.9K -4,200 -4%
IEQ Capital
5
IEQ Capital
California
$591K +$608K +91,520 New
Sovran Advisors
6
Sovran Advisors
California
$514K +$180K +27,128 +47%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$337K +$24.9K +3,750 +8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$301K -$7.97K -1,200 -3%
Morgan Stanley
9
Morgan Stanley
New York
$275K +$42.2K +6,353 +18%
Horizon Kinetics Asset Management
10
Horizon Kinetics Asset Management
New York
$260K – – –
Physician Wealth Advisors
11
Physician Wealth Advisors
Utah
$209K – – –
Osaic Holdings
12
Osaic Holdings
Arizona
$190K -$108K -16,311 -36%
LPL Financial
13
LPL Financial
California
$147K +$20.4K +3,066 +16%
Raymond James Financial
14
Raymond James Financial
Florida
$131K +$16K +2,411 +14%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$103K +$34.6K +5,212 +48%
CoreCap Advisors
16
CoreCap Advisors
Michigan
$80.5K – – –
SOL Capital Management
17
SOL Capital Management
Maryland
$72K -$19.9K -3,000 -21%
Bank of America
18
Bank of America
North Carolina
$64.2K -$16.5K -2,484 -20%
UBS Group
19
UBS Group
Switzerland
$18.1K -$9.12K -1,374 -33%
Creekmur Asset Management
20
Creekmur Asset Management
Illinois
$9.44K +$279 +42 +3%
BPI
21
BFC Planning, Inc.
Iowa
$5.71K -$15.1K -2,280 -72%
BFCFSI
22
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
Iowa
$5.71K -$15.1K -2,280 -72%
FNY Investment Advisers
23
FNY Investment Advisers
New York
$1K – – –
Wells Fargo
24
Wells Fargo
California
$4 – – –
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
– -$187K -24,290 Closed