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PCM

PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FFA
1
First Foundation Advisors
California
$7.89M -$151K -15,352 -2%
AG
2
Advisor Group
Arizona
$2.58M -$19.6K -2,000 -0.8%
HK
3
Horizon Kinetics
New York
$2.35M -$359K -36,546 -13%
GC
4
Guggenheim Capital
Illinois
$868K +$74.7K +7,600 +10%
Morgan Stanley
5
Morgan Stanley
New York
$584K +$97.1K +9,887 +20%
Bessemer Group
6
Bessemer Group
New Jersey
$570K
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$554K +$46.9K +4,772 +9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$378K +$79.6K +8,105 +27%
RJA
9
Raymond James & Associates
Florida
$157K
Wells Fargo
10
Wells Fargo
California
$98K +$4.58K +466 +5%
UBS Group
11
UBS Group
Switzerland
$74K +$13.1K +1,334 +22%
Bank of America
12
Bank of America
North Carolina
$58K +$2.83K +288 +5%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$44K +$23.6K +2,400 +120%
NSIM
14
North Star Investment Management
Illinois
$35K
NFG
15
Next Financial Group
Texas
$21K
IA
16
IFP Advisors
Florida
$9K -$22.2K -2,260 -72%
MFS
17
MSI Financial Services
Massachusetts
$1K -$62.5K -6,360 -99%
NPC
18
National Planning Corporation
California
-$1.94M -195,042 Closed
VKH
19
Virtu KCG Holdings
New York
-$160K -16,024 Closed
PFBT
20
Parkside Financial Bank & Trust
Missouri
-$66K -6,583 Closed