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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Foundation Advisors
1
First Foundation Advisors
California
$9.11M +$9.9M +776,548 New
Horizon Kinetics
2
Horizon Kinetics
New York
$4.6M +$5M +391,918 New
American International Group
3
American International Group
New York
$2.9M +$3.15M +246,872 New
SOL Capital Management
4
SOL Capital Management
Maryland
$2.36M +$2.56M +200,937 New
Guggenheim Capital
5
Guggenheim Capital
Illinois
$1.98M +$2.16M +169,005 New
Morgan Stanley
6
Morgan Stanley
New York
$1.01M +$1.1M +86,163 New
National Planning Corporation
7
National Planning Corporation
California
$700K +$760K +59,566 New
Invesco
8
Invesco
Georgia
$292K – – –
Rivernorth Capital Management
9
Rivernorth Capital Management
Florida
$209K +$227K +17,800 New
MSI Financial Services
10
MSI Financial Services
Massachusetts
$167K +$181K +14,215 New
BCA
11
Benchmark Capital Advisors
New York
$145K +$158K +12,400 New
Bank of America
12
Bank of America
North Carolina
$125K +$135K +10,614 New
Ladenburg Thalmann Financial Services
13
Ladenburg Thalmann Financial Services
Florida
$60K +$65.6K +5,141 New
AFC
14
AFT Forsyth & Company
Florida
$56K +$61.2K +4,800 New
Wells Fargo
15
Wells Fargo
California
$41K +$44.3K +3,475 New
Creative Planning
16
Creative Planning
Kansas
$39K +$42.4K +3,322 New
UBS
17
UBS
Switzerland
$38K +$41.6K +3,263 New
Barclays
18
Barclays
United Kingdom
$21K +$23.2K +1,817 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$18K +$19.7K +1,542 New
Saturna Capital
20
Saturna Capital
Washington
$12K +$12.8K +1,000 New
Windsor Capital Management
21
Windsor Capital Management
Arizona
$12K +$12.8K +1,000 New
Tower Research Capital (TRC)
22
Tower Research Capital (TRC)
New York
$11K +$11.5K +900 New
Whittier Trust
23
Whittier Trust
California
$5K +$5.1K +400 New