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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SOL Capital Management
1
SOL Capital Management
Maryland
$1.13M -$58.1K -7,000 -5%
NewEdge Advisors
2
NewEdge Advisors
Louisiana
$1.12M -$8.3K -1,000 -0.7%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$564K +$664 +80 +0.1%
Financial Advocates Investment Management
4
Financial Advocates Investment Management
Washington
$507K +$119K +14,292 +29%
Osaic Holdings
5
Osaic Holdings
Arizona
$479K +$102K +12,231 +25%
Morgan Stanley
6
Morgan Stanley
New York
$457K -$89.7K -10,796 -16%
Wells Fargo
7
Wells Fargo
California
$416K -$24.8K -2,991 -5%
Bank of America
8
Bank of America
North Carolina
$356K -$126K -15,132 -25%
Physician Wealth Advisors
9
Physician Wealth Advisors
Utah
$284K – – –
MML Investors Services
10
MML Investors Services
Massachusetts
$242K +$2.23K +268 +0.9%
Raymond James & Associates
11
Raymond James & Associates
Florida
$238K +$4.91K +591 +2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$209K – – –
Horizon Kinetics Asset Management
13
Horizon Kinetics Asset Management
New York
$193K -$4.68K -563 -2%
First Foundation Advisors
14
First Foundation Advisors
California
$192K -$45.5K -5,485 -18%
SouthState Corp
15
SouthState Corp
Florida
$130K – – –
LPL Financial
16
LPL Financial
California
$129K +$83 +10 +0.1%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$125K +$132K +15,876 New
CoreCap Advisors
18
CoreCap Advisors
Michigan
$98.1K – – –
Advisory Services Network
19
Advisory Services Network
Georgia
$69.3K +$73.1K +8,802 New
UBS Group
20
UBS Group
Switzerland
$45.7K +$27.7K +3,331 +134%
IFP Advisors
21
IFP Advisors
Florida
$20K -$48.6K -5,850 -77%
FNY Investment Advisers
22
FNY Investment Advisers
New York
$2K – – –
Jane Street
23
Jane Street
New York
– -$131K -16,413 Closed
SignatureFD
24
SignatureFD
Georgia
– -$6K -800 Closed
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
– -$2K -300 Closed