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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Foundations Investment Advisors
1
Foundations Investment Advisors
Arizona
$3.21M +$189K +23,056 +6%
Financial Advocates Investment Management
2
Financial Advocates Investment Management
Washington
$1.45M +$183K +22,372 +15%
Concord Investment Counsel
3
Concord Investment Counsel
California
$1.12M +$1.11M +135,516 New
NewEdge Advisors
4
NewEdge Advisors
Louisiana
$1.09M -$178K -21,800 -14%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$584K -$6.99K -854 -1%
Osaic Holdings
6
Osaic Holdings
Arizona
$518K +$29.4K +3,595 +6%
SOL Capital Management
7
SOL Capital Management
Maryland
$354K -$736K -90,000 -68%
Physician Wealth Advisors
8
Physician Wealth Advisors
Utah
$272K – – –
Morgan Stanley
9
Morgan Stanley
New York
$255K -$80.5K -9,838 -24%
Bank of America
10
Bank of America
North Carolina
$250K -$19.9K -2,426 -7%
Raymond James & Associates
11
Raymond James & Associates
Florida
$225K +$5.68K +694 +3%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$207K – – –
Horizon Kinetics Asset Management
13
Horizon Kinetics Asset Management
New York
$203K – – –
MML Investors Services
14
MML Investors Services
Massachusetts
$178K -$220K -26,838 -56%
LPL Financial
15
LPL Financial
California
$153K +$49.2K +6,016 +48%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$135K +$134K +16,350 New
CoreCap Advisors
17
CoreCap Advisors
Michigan
$103K – – –
Wells Fargo
18
Wells Fargo
California
$87.8K -$169K -20,680 -66%
Anfield Capital Management
19
Anfield Capital Management
California
$51.6K +$51.1K +6,239 New
Gilliland Jeter Wealth Management
20
Gilliland Jeter Wealth Management
Arkansas
$45.5K +$45K +5,500 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$11K +$1.94K +237 +22%
FNY Investment Advisers
22
FNY Investment Advisers
New York
$2K – – –
Blue Trust Inc
23
Blue Trust Inc
Georgia
$102 +$98 +12 New
Moors & Cabot
24
Moors & Cabot
Massachusetts
– -$119K -15,000 Closed
Focus Financial Network
25
Focus Financial Network
Minnesota
– -$84K -10,443 Closed