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PCM

PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FAIM
1
Financial Advocates Investment Management
Washington
$1.66M +$168K +20,950 +11%
NA
2
NewEdge Advisors
Louisiana
$783K -$52.1K -6,500 -6%
SA
3
Sovran Advisors
California
$377K +$461K +57,584 New
Cambridge Investment Research Advisors
4
Cambridge Investment Research Advisors
Iowa
$372K
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$368K -$181K -22,563 -32%
Osaic Holdings
6
Osaic Holdings
Arizona
$352K -$55.1K -6,870 -13%
HKAM
7
Horizon Kinetics Asset Management
New York
$310K
Morgan Stanley
8
Morgan Stanley
New York
$279K +$52.3K +6,523 +22%
PWA
9
Physician Wealth Advisors
Utah
$249K
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$187K -$22.9K -2,859 -11%
TSS
11
Two Sigma Securities
New York
$152K +$158K +19,743 New
LPL Financial
12
LPL Financial
California
$152K +$288 +36 +0.2%
Raymond James Financial
13
Raymond James Financial
Florida
$137K +$143K +17,803 New
SCM
14
SOL Capital Management
Maryland
$109K -$66.9K -8,350 -37%
CA
15
CoreCap Advisors
Michigan
$96K
Bank of America
16
Bank of America
North Carolina
$95.6K -$22.4K -2,797 -18%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$83.2K +$86.6K +10,807 New
UBS Group
18
UBS Group
Switzerland
$32.2K +$25.7K +3,209 +330%
CAM
19
Creekmur Asset Management
Illinois
$10.9K +$337 +42 +3%
FIA
20
FNY Investment Advisers
New York
$2K
Wells Fargo
21
Wells Fargo
California
$7 -$38.2K -4,772 -100%
Focus Partners Wealth
22
Focus Partners Wealth
Massachusetts
-$135K -16,901 Closed
GJWM
23
Gilliland Jeter Wealth Management
Arkansas
-$43.9K -5,500 Closed