|
1
|
First Foundation Advisors
Irvine,
California
|
$9.04M
|
+$150K
|
+13,222
|
+2%
|
|
|
2
|
Horizon Kinetics
New York
|
$5.24M
|
+$750K
|
+65,990
|
+17%
|
|
|
3
|
American International Group
New York
|
$2.81M
|
-$18.5K
|
-1,625
|
-0.7%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$2.11M
|
+$171K
|
+15,055
|
+9%
|
|
|
5
|
National Planning Corporation
El Segundo,
California
|
$724K
|
+$30.7K
|
+2,705
|
+5%
|
|
|
6
|
|
$636K
|
-$347K
|
-30,565
|
-35%
|
|
|
7
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$401K
|
+$196K
|
+17,227
|
+97%
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$265K
|
+$142K
|
+12,524
|
+118%
|
|
|
9
|
MSI Financial Services
Springfield,
Massachusetts
|
$163K
|
–
|
–
|
–
|
|
|
10
|
|
$158K
|
–
|
–
|
–
|
|
|
11
|
Benchmark Capital Advisors
New York
|
$142K
|
–
|
–
|
–
|
|
|
12
|
AFT Forsyth & Company
West Palm Beach,
Florida
|
$55K
|
–
|
–
|
–
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$54K
|
-$4.88K
|
-430
|
-8%
|
|
|
14
|
Barclays
London,
United Kingdom
|
$43K
|
+$23.9K
|
+2,100
|
+116%
|
|
|
15
|
|
$37K
|
-$716
|
-63
|
-2%
|
|
|
16
|
Creative Planning
Overland Park,
Kansas
|
$27K
|
-$11.4K
|
-1,000
|
-30%
|
|
|
17
|
Wells Fargo
San Francisco,
California
|
$26K
|
-$13.7K
|
-1,207
|
-35%
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$18K
|
–
|
–
|
–
|
|
|
19
|
Saturna Capital
Bellingham,
Washington
|
$11K
|
–
|
–
|
–
|
|
|
20
|
Windsor Capital Management
Phoenix,
Arizona
|
$11K
|
–
|
–
|
–
|
|
|
21
|
Whittier Trust
South Pasadena,
California
|
$5K
|
–
|
–
|
–
|
|
|
22
|
Nomura Holdings
Tokyo,
Japan
|
$2K
|
+$2.27K
|
+200
|
New
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$9.09K
|
-800
|
-89%
|
|
|
24
|
SOL Capital Management
Rockville,
Maryland
|
–
|
-$2.36M
|
-200,937
|
Closed
|
|
