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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Foundations Investment Advisors
1
Foundations Investment Advisors
Arizona
$2.94M +$443K +55,772 +18%
NewEdge Advisors
2
NewEdge Advisors
Louisiana
$1.22M +$78.3K +9,850 +7%
Financial Advocates Investment Management
3
Financial Advocates Investment Management
Washington
$1.21M +$200K +25,109 +20%
SOL Capital Management
4
SOL Capital Management
Maryland
$1.06M -$52.9K -6,650 -5%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$569K +$48 +6 +0%
Osaic Holdings
6
Osaic Holdings
Arizona
$470K -$228K -28,679 -33%
MML Investors Services
7
MML Investors Services
Massachusetts
$385K +$4.37K +550 +1%
Morgan Stanley
8
Morgan Stanley
New York
$324K -$46.6K -5,862 -13%
Bank of America
9
Bank of America
North Carolina
$260K -$3.74K -471 -1%
Physician Wealth Advisors
10
Physician Wealth Advisors
Utah
$255K – – –
Wells Fargo
11
Wells Fargo
California
$249K -$227K -28,509 -48%
Raymond James & Associates
12
Raymond James & Associates
Florida
$211K +$5.48K +690 +3%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$200K -$11.9K -1,500 -6%
Horizon Kinetics Asset Management
14
Horizon Kinetics Asset Management
New York
$195K – – –
Moors & Cabot
15
Moors & Cabot
Massachusetts
$119K +$119K +15,000 New
CoreCap Advisors
16
CoreCap Advisors
Michigan
$99.2K – – –
LPL Financial
17
LPL Financial
California
$99K -$51K -6,416 -34%
Focus Financial Network
18
Focus Financial Network
Minnesota
$84K +$83K +10,443 New
Advisory Services Network
19
Advisory Services Network
Georgia
$68.5K +$68.4K +8,602 New
UBS Group
20
UBS Group
Switzerland
$14.9K +$13.8K +1,737 +1,250%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$8K – – –
FNY Investment Advisers
22
FNY Investment Advisers
New York
$2K – – –
CIA
23
Cape Investment Advisory
Georgia
$326 +$326 +41 New
Parallel Advisors
24
Parallel Advisors
California
$110 +$8 +1 +8%
Atomi Financial Group
25
Atomi Financial Group
New York
– -$256K -28,710 Closed