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PCM Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Foundations Investment Advisors
1
Foundations Investment Advisors
Arizona
$2.75M +$397K +42,088 +16%
NewEdge Advisors
2
NewEdge Advisors
Louisiana
$1.28M -$99.2K -10,500 -7%
SOL Capital Management
3
SOL Capital Management
Maryland
$1.24M -$14.2K -1,500 -1%
Financial Advocates Investment Management
4
Financial Advocates Investment Management
Washington
$1.13M +$106K +11,187 +10%
Osaic Holdings
5
Osaic Holdings
Arizona
$781K +$289K +30,622 +54%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$636K +$2.86K +303 +0.4%
Wells Fargo
7
Wells Fargo
California
$532K – – –
MML Investors Services
8
MML Investors Services
Massachusetts
$425K +$55K +5,829 +14%
Morgan Stanley
9
Morgan Stanley
New York
$414K -$63.7K -6,748 -13%
Bank of America
10
Bank of America
North Carolina
$294K +$82.5K +8,737 +36%
Physician Wealth Advisors
11
Physician Wealth Advisors
Utah
$279K – – –
Atomi Financial Group
12
Atomi Financial Group
New York
$256K +$271K +28,710 New
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$237K – – –
Raymond James & Associates
14
Raymond James & Associates
Florida
$230K +$8.44K +894 +4%
Horizon Kinetics Asset Management
15
Horizon Kinetics Asset Management
New York
$218K – – –
LPL Financial
16
LPL Financial
California
$168K +$42.6K +4,511 +31%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$155K +$11K +1,164 +7%
CoreCap Advisors
18
CoreCap Advisors
Michigan
$111K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$9K – – –
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$6K – – –
Tower Research Capital (TRC)
21
Tower Research Capital (TRC)
New York
$3.36K +$3.56K +377 New
JP Morgan Chase
22
JP Morgan Chase
New York
$2.08K +$2.21K +234 New
FNY Investment Advisers
23
FNY Investment Advisers
New York
$2K – – –
UBS Group
24
UBS Group
Switzerland
$1.24K -$17.6K -1,861 -93%
Parallel Advisors
25
Parallel Advisors
California
$119 -$47 -5 -28%