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Oxford Square Capital

80 hedge funds and large institutions have $49.8M invested in Oxford Square Capital in 2016 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more call options, than puts

Call options by funds: $140K | Put options by funds: $14K

5% less funds holding

Funds holding: 8480 (-4)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

41% less capital invested

Capital invested by funds: $84.7M → $49.8M (-$34.9M)

Holders
80
Holders Change
-4
Holders Change %
-4.76%
% of All Funds
2.13%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
23
Reduced
28
Closed
15
Calls
$140K
Puts
$14K
Net Calls
+$126K
Net Calls Change
-$23K
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
26
Abrams Capital Management
Massachusetts
$284K +$297K +59,105 New
DnB Asset Management
27
DnB Asset Management
Norway
$264K -$7.54K -1,500 -3%
AllianceBernstein
28
AllianceBernstein
Tennessee
$243K -$150K -29,777 -37%
IH
29
IFC Holdings
Florida
$239K -$8.31K -1,654 -3%
Tudor Investment Corp
30
Tudor Investment Corp
Connecticut
$237K +$86.4K +17,193 +54%
RCM
31
Rivernorth Capital Management
Florida
$206K +$216K +42,957 New
SFG
32
Sather Financial Group
Texas
$205K +$28.6K +5,700 +15%
Baird Financial Group
33
Baird Financial Group
Wisconsin
$182K -$5.44K -1,083 -3%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$181K +$5.61K +1,116 +3%
OIA
35
Optimum Investment Advisors
Illinois
$151K
Citigroup
36
Citigroup
New York
$147K -$38.4K -7,633 -20%
AIM
37
Anchor Investment Management
South Carolina
$130K +$136K +27,002 New
Creative Planning
38
Creative Planning
Kansas
$122K -$15.5K -3,076 -11%
FFA
39
First Foundation Advisors
California
$121K
CIBC World Market
40
CIBC World Market
Ontario, Canada
$118K -$28.1K -5,590 -18%
SI
41
Stephens Inc
Arkansas
$114K -$7.82K -1,557 -6%
Wells Fargo
42
Wells Fargo
California
$112K -$150K -29,779 -56%
LPL Financial
43
LPL Financial
California
$108K -$19.6K -3,910 -15%
SBIA
44
Sheaff Brock Investment Advisors
Indiana
$102K -$17.6K -3,500 -14%
Jane Street
45
Jane Street
New York
$97K +$102K +20,272 New
WS
46
Wedbush Securities
California
$92K +$1.95K +388 +2%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$90K +$5.13K +1,020 +6%
SRC
48
Shufro Rose & Co
New York
$82K
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$81K +$4.4K +875 +5%
RJT
50
Raymond James Trust
Florida
$74K

OXSQ Hedge Fund Activity: Q1 2016 in Review

80 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q1 2016, worth a combined $49.8M — down 41% from $84.7M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of OXSQ and 11 opened new positions — a net loss of 4 holders — while 28 trimmed existing stakes and 23 added.

The largest buyer was Putnam Investments, adding an estimated $2.18M. The largest seller was Raging Capital Management, exiting entirely with an estimated $17.8M sold.

  • 80 institutional investors held Oxford Square Capital (OXSQ) as of Q1 2016, down from 84 in Q4 2015.
  • Funds reported $49.8M of Oxford Square Capital stock for Q1 2016, down 41% quarter-over-quarter.
  • 11 funds opened new Oxford Square Capital positions in Q1 2016 and 15 closed out, a net change of -4 holders.
  • The largest Oxford Square Capital buyer in Q1 2016 was Putnam Investments, an estimated $2.18M added.
  • The largest Oxford Square Capital seller in Q1 2016 was Raging Capital Management, an estimated $17.8M sold.

Based on aggregated 13F filings for Q1 2016.